Sanctions and Anti-Money Laundering Act 2018 [operative Body; Schedules excluded]

Crown application

— Regulation 52 — Crown application Regulations under section 1 or 49 may make provision binding the Crown. The regulations may not provide for the Crown to be…

Meaning of “financial services” and “financial products”

— Regulation 61 — Meaning of “financial services” and “financial products” In this Act “financial services” means any service of a financial nature, including…

Reports on progress towards register of beneficial owners of overseas entities

— Regulation 50 — Reports on progress towards register of beneficial owners of overseas entities The Secretary of State must, after the end of each reporting…

Extra-territorial application

— Regulation 21 — Extra-territorial application Prohibitions or requirements may be imposed by or under regulations under section 1 in relation to— conduct in…

Court review of decisions

— Regulation 38 — Court review of decisions This section applies to— any decision under section 23 (3) or 24 (2) (decision, following a request to or review by…

Parliamentary procedure for regulations

— Regulation 55 — Parliamentary procedure for regulations Subsection (3) applies to a statutory instrument which— contains non-UN regulations under section 1…

Meaning of “funds”, “economic resources” and “freeze”

— Regulation 60 — Meaning of “funds”, “economic resources” and “freeze” In this Act “funds” means financial assets and benefits of every kind, including (but…

Enforcement

— Regulation 17 — Enforcement In this section “regulations” means regulations under section 1. Regulations may make provision— for the enforcement of any…

Immigration sanctions

— Regulation 4 — Immigration sanctions For the purposes of section 1(5)(b) regulations “impose immigration sanctions” if they provide for designated persons…

Enforcement: goods etc on ships

— Regulation 19 — Enforcement: goods etc on ships The provision that may be made by virtue of section 17

Consequential amendments and repeals

— Regulation 59 — Consequential amendments and repeals Part 1 of the Terrorist Asset-Freezing etc Act 2010 is repealed, except for— paragraphs 1 to 5 of…

Other sanctions for purposes of UN obligations

— Regulation 8 — Other sanctions for purposes of UN obligations For the purposes of section 1(5)(f), regulations impose sanctions within this section if they…

“Specified ships”

— Regulation 14 — “Specified ships” In each of section 7 and Schedule 1 “specified ships” means ships (within the meaning of that provision) specified under…

Revocation and amendment of regulations under section 1

— Regulation 45 — Revocation and amendment of regulations under section 1 Section 1 includes a power, by further regulations under that section (“new…

Report where regulations for a purpose within section 1(2) are amended

— Regulation 46 — Report where regulations for a purpose within section 1(2) are amended . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Persons named by or under UN Security Council Resolutions

— Regulation 13 — Persons named by or under UN Security Council Resolutions This section applies where— the purpose, or a purpose, of a provision of…

Trade sanctions

— Regulation 5 — Trade sanctions For the purposes of section 1(5)(c) regulations “impose trade sanctions” if they impose prohibitions or requirements for one…

Short title

— Regulation 65 — Short title This Act may be cited as the Sanctions and Anti-Money Laundering Act 2018.

Procedure for requests to ... appropriate Minister

— Regulation 33 — Procedure for requests to ... appropriate Minister An appropriate Minister may by regulations make provision about the procedure to be…

Enforcement: monetary penalties

— Regulation 17A — Enforcement: monetary penalties The provision that may be made by virtue of section 17 (2) (enforcement of prohibitions or requirements)…

Additional requirements for regulations for a purpose within section 1(2)

— Regulation 2 — Additional requirements for regulations for a purpose within section 1(2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Designation of persons by description under a designation power

— Regulation 12 — Designation of persons by description under a designation power This section applies to regulations under section 1 which grant a power for…

Extent

— Regulation 63 — Extent Subject to the following provisions of this section, this Act extends to England and Wales, Scotland and Northern Ireland. Any…

“Designated persons”

— Regulation 9 — “Designated persons” Subsection (2) applies for the purposes of sections 3 to 4, Schedule 1 and sections 6 to 8. In each of those provisions…

Rules of court

— Regulation 40 — Rules of court Sections 66 to 68 of the Counter-Terrorism Act 2008 (supplementary provisions relating to rules of court and special…

Interpretation

— Regulation 62 — Interpretation In this Act— “appropriate Minister” is to be read in accordance with section 1 (9); “country” includes any territory, region…

Commencement

— Regulation 64 — Commencement The following provisions come into force on the day on which this Act is passed— section 32; section 50; sections 52 to 56…

Report in respect of offences in regulations

— Regulation 18 — Report in respect of offences in regulations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Director disqualification sanctions

— Regulation 3A — Director disqualification sanctions For the purposes of section 1(5)(aa) regulations “impose director disqualification sanctions” if they…

Power to make sanctions regulations

— Regulation 1 — Power to make sanctions regulations An appropriate Minister may make sanctions regulations where that Minister considers that it is…

Power to revoke specification of ship made under regulations

— Regulation 26 — Power to revoke specification of ship made under regulations In this section and section 27— “a ship specification” means a specification of…

Saving for prerogative powers

— Regulation 53 — Saving for prerogative powers Nothing in this Act affects any power to exclude a person from the United Kingdom by virtue of the prerogative…

Goods etc on ships: non-UK conduct

— Regulation 20 — Goods etc on ships: non-UK conduct Regulations may make provision conferring on prescribed persons powers exercisable— in relation to—…

Independent review of regulations with counter-terrorism purpose

— Regulation 31 — Independent review of regulations with counter-terrorism purpose The Secretary of State must appoint a person to review the operation of such…

Suspension of prohibitions and requirements

— Regulation 42 — Suspension of prohibitions and requirements An appropriate Minister may make regulations (“suspending regulations”) providing that— while the…

Periodic review of certain designations

— Regulation 24 — Periodic review of certain designations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Regulations: general

— Regulation 54 — Regulations: general Regulations under this Act may— make different provision for different purposes; confer functions on a prescribed…

Retained EU rights

— Regulation 58 — Retained EU rights . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Money laundering and terrorist financing etc

— Regulation 49 — Money laundering and terrorist financing etc An appropriate Minister may by regulations make provision for one or more of the following…

Power to vary or revoke designation made under regulations

— Regulation 22 — Power to vary or revoke designation made under regulations In this section and section 23— “a relevant designation” means a designation made…

Directions under section 34: further provision

— Regulation 35 — Directions under section 34: further provision An appropriate Minister may not under section 34 direct that a person's name is to be treated…

Power to amend Part 1 so as to authorise additional sanctions

— Regulation 47 — Power to amend Part 1 so as to authorise additional sanctions An appropriate Minister may by regulations amend this Part so as to authorise…

Power to make provision relating to certain appeals

— Regulation 48 — Power to make provision relating to certain appeals In this section an “immigration designation” means a designation of a person (whether by…

Temporary powers in relation to EU sanctions lists

— Regulation 34 — Temporary powers in relation to EU sanctions lists This section applies where— a provision of retained EU sanctions law relates to persons…

Right to request revocation of specification of ship

— Regulation 27 — Right to request revocation of specification of ship At any time while a ship specification has effect, any person affected by it may request…

Guidance about regulations under section 1

— Regulation 43 — Guidance about regulations under section 1 Where regulations are made under section 1, the appropriate Minister who made the regulations must…

Rights of UN-named person on EU sanctions list

— Regulation 37 — Rights of UN-named person on EU sanctions list This section applies where— a person whose name is included or treated as included in an EU…

Public registers of beneficial ownership of companies registered in British Overseas Territories

— Regulation 51 — Public registers of beneficial ownership of companies registered in British Overseas Territories For the purposes of the detection…

Right of UN-named person to request review

— Regulation 25 — Right of UN-named person to request review This section applies where— the purpose, or a purpose, of a provision of regulations under section…

Right to request variation or revocation of designation

— Regulation 23 — Right to request variation or revocation of designation At any time while a relevant designation has effect, the designated person may—…

Review by appropriate Minister of regulations under section 1

— Regulation 30 — Review by appropriate Minister of regulations under section 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Procedure for dealing with goods etc seized from ships

— Regulation 41 — Procedure for dealing with goods etc seized from ships The Secretary of State may by regulations make provision about the procedure to be…

Rights of person on EU sanctions list

— Regulation 36 — Rights of person on EU sanctions list A person whose name is included, or treated as included, in an EU sanctions list may make a request for…

Protection for acts done for purposes of compliance

— Regulation 44 — Protection for acts done for purposes of compliance This section applies to an act done in the reasonable belief that the act is in…

Financial sanctions

— Regulation 3 — Financial sanctions For the purposes of section 1 (5)(a) regulations “impose financial sanctions” if they impose prohibitions or requirements…

Designation powers: general

— Regulation 10 — Designation powers: general In this Act a “designation power”, in relation to regulations under section 1, means a power (contained in the…

Designation of a person by name under a designation power

— Regulation 11 — Designation of a person by name under a designation power This section applies to regulations under section 1 which authorise an appropriate…

Regulations under section 1: transitory provision

— Regulation 56 — Regulations under section 1: transitory provision If the appropriate Minister making a statutory instrument containing (whether alone or with…

Aircraft sanctions

— Regulation 6 — Aircraft sanctions For the purposes of section 1 (5)(d) regulations “impose aircraft sanctions” if they impose prohibitions or requirements…

UN-designated ship: right to request review

— Regulation 29 — UN-designated ship: right to request review This section applies where a provision of regulations under section 1 is made by virtue of…

Shipping sanctions

— Regulation 7 — Shipping sanctions For the purposes of section 1 (5)(e) regulations “impose shipping sanctions” if they impose prohibitions or requirements…

Court reviews: further provision

— Regulation 39 — Court reviews: further provision Subsection (2) applies to the court in any of the following proceedings— any proceedings on an application…

Exceptions and licences

— Regulation 15 — Exceptions and licences In this section “regulations” means regulations under section 1. Regulations may— create exceptions to any…

Periodic reports on exercise of power to make regulations under section 1

— Regulation 32 — Periodic reports on exercise of power to make regulations under section 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Information

— Regulation 16 — Information Regulations under section 1 may make provision— requiring or authorising persons of a prescribed description— to inform an…

Duties to lay certain reports before Parliament: further provision

— Regulation 57 — Duties to lay certain reports before Parliament: further provision…

Periodic review where ships are specified

— Regulation 28 — Periodic review where ships are specified . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Enforcement

— Regulation 17 — Enforcement (6) a “relevant prohibition or requirement” means— a prohibition or requirement imposed by regulations for a purpose mentioned…

Parliamentary procedure for regulations

— Regulation 55 — Parliamentary procedure for regulations (2). A statutory instrument containing regulations under this Act which is not— a statutory…

Goods etc on ships: non-UK conduct

— Regulation 20 — Goods etc on ships: non-UK conduct (2)(a) to (f) or (h) must provide that a person may not exercise the power in relation to a ship unless…

Financial sanctions

— Regulation 3 — Financial sanctions (5)(a) regulations also “impose financial sanctions” if they impose prohibitions or requirements for the purpose of…

Procedure for dealing with goods etc seized from ships

— Regulation 41 — Procedure for dealing with goods etc seized from ships 20. Regulations under this section relating to goods seized on suspicion of being…

Court reviews: further provision

— Regulation 39 — Court reviews: further provision (3)(a) in respect of that person and list; a “relevant claim” means a claim made by (as the case may be)— a…

Rights of person on EU sanctions list

— Regulation 36 — Rights of person on EU sanctions list (5) in relation to a request under this section or section 37 must require— the decision on any such…

Designation of persons by description under a designation power

— Regulation 12 — Designation of persons by description under a designation power at the end of the period of 56 days beginning with the day following the day…

“Specified ships”

— Regulation 14 — “Specified ships” (3). The regulations may, in the case of any activity specified in the regulations, make provision as to the meaning for…

Regulations: general

— Regulation 54 — Regulations: general (3) would further the prevention of terrorism in the United Kingdom or elsewhere. Any power under this Act to make…

Exceptions and licences

— Regulation 15 — Exceptions and licences (1) of that Article; confer power on an appropriate Minister to issue a licence to authorise a designated person to…

Independent review of regulations with counter-terrorism purpose

— Regulation 31 — Independent review of regulations with counter-terrorism purpose (2). On receiving a report under this section the Secretary of State or (as…

Court review of decisions

— Regulation 38 — Court review of decisions (1)(a), the person named by the designation or, where the designation is of persons of a specified description, any…

Rules of court

— Regulation 40 — Rules of court (1) in relation to proceedings in Northern Ireland— on an application under section 38, or on a claim arising from any matter…

Power to make provision relating to certain appeals

— Regulation 48 — Power to make provision relating to certain appeals (1) of the Nationality, Immigration and Asylum Act 2002 (“the 2002 Act”); modifying Part…

Aircraft sanctions

— Regulation 6 — Aircraft sanctions (1)(e). Directions are within this subsection if they are given by the Secretary of State to the operator or pilot in…

Public registers of beneficial ownership of companies registered in British Overseas Territories

— Regulation 51 — Public registers of beneficial ownership of companies registered in British Overseas Territories (4), no account is to be taken of any time…

Designation of a person by name under a designation power

— Regulation 11 — Designation of a person by name under a designation power (3)). The regulations must provide that under the urgent procedure— the Minister…

Directions under section 34: further provision

— Regulation 35 — Directions under section 34: further provision (3) any reference to the “purpose” of any EU provision is to such purpose, or purposes, as may…

Enforcement: monetary penalties

— Regulation 17A — Enforcement: monetary penalties (9) to disapply Part 8 of that Act in respect of that breach or failure. Regulations authorising the…

Interpretation

— Regulation 62 — Interpretation (8). Any reference in this Act to a person named “for the purposes of” a UN Security Council Resolution so far as it provides…

Enforcement: goods etc on ships

— Regulation 19 — Enforcement: goods etc on ships (2) (enforcement of prohibitions or requirements) includes provision as to the powers and duties of…

Rights of UN-named person on EU sanctions list

— Regulation 37 — Rights of UN-named person on EU sanctions list (1)(a) which relates to that EU sanctions list, or the application to the person, by virtue of…

Meaning of “financial services” and “financial products”

— Regulation 61 — Meaning of “financial services” and “financial products” (1)(b)(vi), “financial trading” means trading for own account or for account of…

Shipping sanctions

— Regulation 7 — Shipping sanctions (1)(e). Directions are within this subsection if they are given by the Secretary of State to the master or pilot of a…

Power to make sanctions regulations

— Regulation 1 — Power to make sanctions regulations (2). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . In this section “sanctions…

Designation of a person by name under a designation power

— Regulation 11 — Designation of a person by name under a designation power 1. The regulations must provide that “an involved person” means a person who— is or…

Shipping sanctions

— Regulation 7 — Shipping sanctions (6) may describe the ships to which it relates by reference to the instrument in which the ships are designated, including…

Power to make sanctions regulations

— Regulation 1 — Power to make sanctions regulations 2002. In this Act— “UN obligation” means an obligation that the United Kingdom has by virtue of a UN…

Goods etc on ships: non-UK conduct

— Regulation 20 — Goods etc on ships: non-UK conduct (2)(e)(ii). Regulations that confer a power on a person by virtue of this section may authorise that…

Enforcement: goods etc on ships

— Regulation 19 — Enforcement: goods etc on ships (8)); for the purpose of exercising a power mentioned in paragraph (e), (f) or (g), require a ship to be…

Aircraft sanctions

— Regulation 6 — Aircraft sanctions (6); “operator”, in relation to an aircraft, means the person having the management of the aircraft, and cognate…

Procedure for dealing with goods etc seized from ships

— Regulation 41 — Procedure for dealing with goods etc seized from ships (13) of that section); “relevant goods” has the same meaning as in section 20 (see…

Designation of persons by description under a designation power

— Regulation 12 — Designation of persons by description under a designation power (2) above. The regulations must, in relation to any case where the Minister…

Rights of UN-named person on EU sanctions list

— Regulation 37 — Rights of UN-named person on EU sanctions list (3) a person is “on” an EU sanctions list if the person's name is included or treated as…

Rules of court

— Regulation 40 — Rules of court (4) applies as if the rules had not been made. The following provisions do not apply to rules of court made by the Lord…

Directions under section 34: further provision

— Regulation 35 — Directions under section 34: further provision (8)(b) to exclude matters where the Minister considers that they should be excluded— in the…

Designation of persons by description under a designation power

— Regulation 12 — Designation of persons by description under a designation power (7) and (7A) a “statement of reasons” means a brief statement of the matters…

Designation of a person by name under a designation power

— Regulation 11 — Designation of a person by name under a designation power (3) to include a statement— that the designation is made under the urgent…

Enforcement: goods etc on ships

— Regulation 19 — Enforcement: goods etc on ships (4)(e)(ii). Regulations that confer a power on a person by virtue of this section may authorise that person…

Goods etc on ships: non-UK conduct

— Regulation 20 — Goods etc on ships: non-UK conduct (9) to the United Nations Convention on the Law of the Sea includes a reference to any modifications of…

Shipping sanctions

— Regulation 7 — Shipping sanctions (12)(d), a person has a “United Kingdom connection” if the person is— a British citizen, a British overseas territories…

Designation of a person by name under a designation power

— Regulation 11 — Designation of a person by name under a designation power (7) and (7A) a “statement of reasons” means a brief statement of the matters that…

Enforcement: goods etc on ships

— Regulation 19 — Enforcement: goods etc on ships (11) to the United Nations Convention on the Law of the Sea includes a reference to any modifications of that…