Coverage

EU Consolidated List of Financial Sanctions Targets (FSF)

Regulation (EU) 2017/1001 (EUTMR) — European Union trade mark

Directive 2013/36/EU (CRD IV) — access to the activity of credit institutions and the prudential supervision of credit institutions

Regulation (EU) 2023/1114 (MiCA)

Safe Interenvíos (C-235/14) — anti-money-laundering, enhanced customer due diligence by payment institutions (AML)

Directive (EU) 2015/2366 (PSD2)

Regulation (EU) 2024/1689 (AI Act) — harmonised rules on artificial intelligence

Regulation (EU) 2016/679 (GDPR) — general data protection

Directive 2014/65/EU (MiFID II) — markets in financial instruments

Regulation (EU) 2022/2065 (Digital Services Act, DSA) — single market for digital services

Regulation (EU) 2015/848 (EU Insolvency Regulation, recast) — insolvency proceedings

Regulation (EU) 2024/1624 (AMLR) — prevention of the use of the financial system for money laundering or terrorist financing

Regulation (EU) No 1215/2012 (Brussels I recast) — jurisdiction and the recognition and enforcement of judgments in civil and commercial matters

Directive (EU) 2024/1640 (AMLD6) — mechanisms to be put in place by Member States for the prevention of money laundering and terrorist financing

Directive (EU) 2015/849 (AMLD4)

Polbud — Wykonawstwo (C-106/16) — cross-border conversion of a company and freedom of establishment (corporate)

Regulation (EU) 2022/2554 (DORA) — digital operational resilience

Skatteverket v David Hedqvist (C-264/14) — VAT exemption for bitcoin/traditional-currency exchange (fintech / crypto)

BAWAG PSK (C-375/15) — payment services, changes to framework contract terms via e-banking mailbox and the 'durable medium' requirement (PSD)

Regulation (EU) 2022/1925 (Digital Markets Act, DMA) — contestable and fair markets in the digital sector

Regulation (EU) No 910/2014 (eIDAS) — electronic identification and trust services

Directive (EU) 2023/2225 (Consumer Credit Directive, CCD2) — credit agreements for consumers

Regulation (EU) 2023/2854 (Data Act) — harmonised rules on fair access to and use of data

Regulation (EU) 2017/1129 (Prospectus Regulation) — prospectus to be published when securities are offered or admitted to trading

Directive (EU) 2022/2555 (NIS2) — measures for a high common level of cybersecurity across the Union

Regulation (EU) 2023/1113 (Transfer of Funds Regulation, TFR) — information accompanying transfers of funds and certain crypto-assets

Regulation (EU) No 596/2014 (MAR) — market abuse

Commission Delegated Regulation (EU) 2018/389 (SCA-RTS)

Lexitor (C-383/18) — consumer credit, reduction in the total cost of credit on early repayment (consumer finance)

Directive 2011/83/EU (Consumer Rights Directive) — consumer rights in contracts with traders

Directive (EU) 2019/790 — copyright and related rights in the Digital Single Market (IP)

Directive 2008/48/EC (Consumer Credit Directive) — credit agreements for consumers

Regulation (EC) No 864/2007 (Rome II) — law applicable to non-contractual obligations

Kornhaas (C-594/14) — director liability for payments after insolvency and freedom of establishment (corporate / insolvency)

Regulation (EC) No 593/2008 (Rome I) — law applicable to contractual obligations

Directive (EU) 2019/1152 — transparent and predictable working conditions (employment)

Directive (EU) 2024/2853 (Product Liability Directive, PLD) — liability for defective products

Directive 2009/110/EC (EMD2)

Directive 2014/104/EU — antitrust damages actions (competition, Articles 101 and 102 TFEU)

Directive 2002/58/EC (ePrivacy Directive, consolidated) — privacy and electronic communications

Directive (EU) 2016/943 — protection of undisclosed know-how and business information (trade secrets)

Directive 2005/29/EC (Unfair Commercial Practices Directive) — business-to-consumer commercial practices

Directive (EU) 2018/843 (AMLD5)

UK OFSI Consolidated List of Financial Sanctions Targets

The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

Data Protection Act 2018 [operative Body, Parts 1-7; Schedules excluded]

Copyright, Designs and Patents Act 1988 [operative Body]

Employment Rights Act 1996 [operative Body]

Companies Act 2006 [Parts 10 (directors), 13 (resolutions & meetings), 15 (accounts & reports), 21A (information about people with significant control)]

The Payment Services Regulations 2017

Trade Marks Act 1994

Financial Services and Markets Act 2000 [Parts 1A (the regulators), 4A (permission to carry on regulated activities), 6 (official listing)]

Insolvency Act 1986 [Parts I (company voluntary arrangements), II (administration), IV (winding up of registered companies)]

The Electronic Money Regulations 2011

Patents Act 1977 [operative Body]

Competition Act 1998 [operative Body]

Consumer Rights Act 2015 [operative Body; Schedules excluded]

Economic Crime (Transparency and Enforcement) Act 2022 [operative Body; Schedules excluded]

Equality Act 2010 [Part 2 (equality: key concepts), Part 5 (work)]

Sanctions and Anti-Money Laundering Act 2018 [operative Body; Schedules excluded]

Modern Slavery Act 2015 [operative Body; Schedules excluded]

Financial Services and Markets Act 2023 [Parts 1 (regulatory framework: revocation of retained EU law, designated activities, sandboxes), 2 (regulation of financial services incl. cryptoassets / digital settlement assets)]

Economic Crime and Corporate Transparency Act 2023 [Parts 4 (cryptoassets — civil recovery), 5 (other measures incl. the failure-to-prevent-fraud offence)]

Proceeds of Crime Act 2002 [Part 7 — Money Laundering]

Bribery Act 2010 [operative Body; Schedules excluded]

Fraud Act 2006 [operative Body; Schedules excluded]

OFAC Specially Designated Nationals and Blocked Persons (SDN) List

17 CFR Part 230 — General Rules and Regulations, Securities Act of 1933 (SEC; incl. Regulation D private-placement exemptions)

17 CFR Part 230 — General Rules and Regulations, Securities Act of 1933 (SEC; incl. Regulation D) [eCFR point-in-time]

15 U.S.C. ch. 2B — Securities Exchanges (Securities Exchange Act of 1934, §§ 78a et seq.)

15 U.S.C. ch. 2A — Securities and Trust Indentures (Securities Act of 1933, §§ 77a et seq.)

31 CFR Part 1010 — General Provisions (FinCEN; Bank Secrecy Act implementing regulations) [eCFR point-in-time]

31 CFR Part 1010 — General Provisions (FinCEN; Bank Secrecy Act implementing regulations)

15 U.S.C. ch. 22 — Trademarks (Lanham Act, §§ 1051–1141n)

11 U.S.C. ch. 11 — Reorganization (Bankruptcy, §§ 1101–1195)

12 CFR Part 1026 — Regulation Z, Truth in Lending (CFPB; consumer credit disclosure)

15 U.S.C. ch. 1 — Monopolies and Combinations in Restraint of Trade (Sherman & Clayton Acts, §§ 1–38)

17 CFR Part 275 — Rules and Regulations, Investment Advisers Act of 1940 (SEC; e.g. Form ADV registration, custody rule)

11 U.S.C. ch. 7 — Liquidation (Bankruptcy, §§ 701–784)

17 CFR Part 275 — Rules and Regulations, Investment Advisers Act of 1940 (SEC) [eCFR point-in-time]

15 U.S.C. ch. 41 subch. III — Credit Reporting Agencies (Fair Credit Reporting Act, §§ 1681 et seq.)

12 CFR Part 1005 — Regulation E, Electronic Fund Transfers (CFPB; incl. remittance transfer rules) [eCFR point-in-time]

15 U.S.C. ch. 2D subch. II — Investment Advisers (Investment Advisers Act of 1940, §§ 80b-1 et seq.)

17 U.S.C. ch. 1 — Subject Matter and Scope of Copyright (§§ 101–122)

31 U.S.C. ch. 53 subch. II — Bank Secrecy Act (Records and Reports on Monetary Instruments Transactions, §§ 5311–5336)

31 CFR Part 1020 — Rules for Banks (FinCEN; Bank Secrecy Act implementing regulations, e.g. CTR/SAR for banks)

31 CFR Part 1020 — Rules for Banks (FinCEN; Bank Secrecy Act implementing regulations) [eCFR point-in-time]

29 U.S.C. ch. 8 — Fair Labor Standards (FLSA, §§ 201 et seq.)

42 U.S.C. ch. 21 subch. VI — Equal Employment Opportunities (Title VII, §§ 2000e et seq.)

31 CFR Part 1022 — Rules for Money Services Businesses (FinCEN; Bank Secrecy Act implementing regulations)

31 CFR Part 1022 — Rules for Money Services Businesses (FinCEN; Bank Secrecy Act implementing regulations) [eCFR point-in-time]

12 U.S.C. ch. 56 — Regulation of Payment Stablecoins (GENIUS Act, §§ 5901 et seq.)

12 U.S.C. ch. 17 — Bank Holding Companies (Bank Holding Company Act of 1956, §§ 1841–1852)

17 U.S.C. ch. 5 — Copyright Infringement and Remedies (§§ 501–513)

18 U.S.C. ch. 63 — Mail Fraud and Other Fraud Offenses (§§ 1341–1351)

17 CFR Part 240 §§ 240.10b-* — Securities Exchange Act of 1934 anti-fraud rules (SEC; incl. Rule 10b-5, Rules 10b5-1/10b5-2) [bounded slice, eCFR point-in-time]

17 CFR Part 240 §§ 240.10b-1–240.10b-21 — Securities Exchange Act of 1934 anti-fraud rules (SEC; incl. Rule 10b-5, Rules 10b5-1/10b5-2 insider trading) [bounded slice of Part 240]

18 U.S.C. ch. 90 — Protection of Trade Secrets (Economic Espionage / Defend Trade Secrets Act, §§ 1831–1839)

26 CFR Part 1 §§ 1.6045-1, 1.6045A-1, 1.6045B-1, 1.1001-7, 1.1012-1 — digital-asset broker reporting and basis regulations (IRS, TD 10000 family) [bounded slice, eCFR point-in-time]

35 U.S.C. ch. 10 — Patentability of Inventions (§§ 100–115)

35 U.S.C. ch. 28 — Patent Infringement (§§ 271–299)

8 Del. C. ch. 1 — General Corporation Law (DGCL, §§ 101–398)

6 Del. C. ch. 18 — Delaware Limited Liability Company Act (§§ 18-101 et seq.)

6 Del. C. ch. 17 — Delaware Revised Uniform Limited Partnership Act (§§ 17-101 et seq.)

6 Del. C. ch. 15 — Delaware Revised Uniform Partnership Act (§§ 15-101 et seq.)

12 Del. C. ch. 38 — Delaware Statutory Trust Act (§§ 3801 et seq.)

Bürgerliches Gesetzbuch (BGB)

Strafgesetzbuch (StGB)

Abgabenordnung (AO)

Insolvenzordnung (InsO)

Aktiengesetz (AktG)

Urheberrechtsgesetz (UrhG)

Gesetz gegen Wettbewerbsbeschränkungen (GWB)

Einkommensteuergesetz (EStG)

Kreditwesengesetz (KWG)

Grundgesetz für die Bundesrepublik Deutschland

Markengesetz (MarkenG)

Patentgesetz (PatG)

Wertpapierhandelsgesetz (WpHG)

Gesetz betreffend die Gesellschaften mit beschränkter Haftung (GmbHG)

Wertpapierinstitutsgesetz (WpIG)

Umsatzsteuergesetz (UStG)

Bundesdatenschutzgesetz (BDSG)

Zahlungsdiensteaufsichtsgesetz (ZAG)

Geldwäschegesetz (GwG)

Kryptomärkteaufsichtsgesetz (KMAG)

Körperschaftsteuergesetz (KStG)

Gewerbesteuergesetz (GewStG)

Gesetz über elektronische Wertpapiere (eWpG)

Gesetz gegen den unlauteren Wettbewerb (UWG)

Code du travail

Code de commerce

Code monétaire et financier

Code civil

Code de la consommation

Code de la propriété intellectuelle

Code pénal

Code des douanes

Loi n° 78-17 du 6 janvier 1978 relative à l'informatique, aux fichiers et aux libertés (Informatique et Libertés)

Code des obligations (CO)

Obligationenrecht (OR)

Code civil suisse (CC)

Schweizerisches Zivilgesetzbuch (ZGB)

Code pénal suisse (CP)

Schweizerisches Strafgesetzbuch (StGB)

Bundesgesetz über Schuldbetreibung und Konkurs (SchKG)

Loi fédérale sur la poursuite pour dettes et la faillite (LP)

Bundesgesetz über die Erfindungspatente (Patentgesetz, PatG)

Loi fédérale sur les brevets d'invention (Loi sur les brevets, LBI)

Bundesgesetz über die Finanzmarktinfrastrukturen und das Marktverhalten im Effekten- und Derivatehandel (FinfraG)

Loi fédérale sur les infrastructures des marchés financiers et le comportement sur le marché en matière de négociation de valeurs mobilières et de dérivés (LIMF)

Bundesgesetz über die kollektiven Kapitalanlagen (Kollektivanlagengesetz, KAG)

Loi fédérale sur les placements collectifs de capitaux (Loi sur les placements collectifs, LPCC)

Bundesgesetz über das Urheberrecht und verwandte Schutzrechte (Urheberrechtsgesetz, URG)

Loi fédérale sur le droit d'auteur et les droits voisins (Loi sur le droit d'auteur, LDA)

Bundesgesetz über den Schutz von Marken und Herkunftsangaben (Markenschutzgesetz, MSchG)

Loi fédérale sur la protection des marques et des indications de provenance (Loi sur la protection des marques, LPM)

Bundesgesetz über die Banken und Sparkassen (Bankengesetz, BankG)

Loi fédérale sur les banques et les caisses d'épargne (Loi sur les banques, LB)

Bundesgesetz über die Finanzdienstleistungen (FIDLEG)

Loi fédérale sur les services financiers (LSFin)

Bundesgesetz über die Eidgenössische Finanzmarktaufsicht (Finanzmarktaufsichtsgesetz, FINMAG)

Loi fédérale sur l'Autorité fédérale de surveillance des marchés financiers (LFINMA)

Bundesgesetz über den Datenschutz (Datenschutzgesetz, DSG)

Bundesgesetz über die Finanzinstitute (FINIG)

Loi fédérale sur la protection des données (LPD)

Loi fédérale sur les établissements financiers (LEFin)

Bundesgesetz über Kartelle und andere Wettbewerbsbeschränkungen (Kartellgesetz, KG)

Loi fédérale sur les cartels et autres restrictions à la concurrence (Loi sur les cartels, LCart)

Bundesgesetz über die Bekämpfung der Geldwäscherei und der Terrorismusfinanzierung (Geldwäschereigesetz, GwG)

Loi fédérale concernant la lutte contre le blanchiment d'argent et le financement du terrorisme (Loi sur le blanchiment d'argent, LBA)

Bank Act (S.C. 1991, c. 46)

Canada Labour Code (R.S.C., 1985, c. L-2)

Bankruptcy and Insolvency Act (R.S.C., 1985, c. B-3)

Proceeds of Crime (Money Laundering) and Terrorist Financing Act (S.C. 2000, c. 17)

Copyright Act (R.S.C., 1985, c. C-42)

Competition Act (R.S.C., 1985, c. C-34)

Patent Act (R.S.C., 1985, c. P-4)

Trademarks Act (R.S.C., 1985, c. T-13)

Personal Information Protection and Electronic Documents Act (PIPEDA, S.C. 2000, c. 5)

United Nations Security Council Consolidated Sanctions List