31 CFR Part 1010 — General Provisions (FinCEN; Bank Secrecy Act implementing regulations)

Current as of 1 July 202475 provisions

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["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.350 Reports of foreign financial accounts."]
§ 1010.350 Reports of foreign financial accounts.
§ 1010.350 Reports of foreign financial accounts. (a) In general. Each United States person having a financial interest in, or signature or other authority…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.960 Disclosure."]
§ 1010.960 Disclosure.
§ 1010.960 Disclosure. All reports required under this chapter and all records of such reports are specifically exempted from disclosure under section 552 of…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart I—Summons", "§ 1010.911 General."]
§ 1010.911 General.
§ 1010.911 General. For any investigation for the purpose of civil enforcement of violations of the Bank Secrecy Act, or any regulation issued pursuant to the…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.940 Photographic or other reproductions of Government obligations."]
§ 1010.940 Photographic or other reproductions of Government obligations.
§ 1010.940 Photographic or other reproductions of Government obligations. Nothing herein contained shall require or authorize the reproduction of: (a) Currency…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.230 Beneficial ownership requirements for legal entity customers."]
§ 1010.230 Beneficial ownership requirements for legal entity customers.
§ 1010.230 Beneficial ownership requirements for legal entity customers. (a) In general. Covered financial institutions are required to establish and maintain…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]
§ 1010.955 Availability of beneficial ownership information reported under this part.
§ 1010.955 Availability of beneficial ownership information reported under this part. (a) Prohibition on disclosure. Except as authorized in paragraphs (b)…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart G—Administrative Rulings", "§ 1010.710 Scope."]
§ 1010.710 Scope.
§ 1010.710 Scope. This subpart provides that the Director, FinCEN, or his designee, either unilaterally or upon request, may issue administrative rulings…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart G—Administrative Rulings", "§ 1010.715 Issuing rulings."]
§ 1010.715 Issuing rulings.
§ 1010.715 Issuing rulings. The Director, FinCEN, or his designee may issue a written ruling interpreting the relationship between this chapter and each…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.430 Nature of records and retention period."]
§ 1010.430 Nature of records and retention period.
§ 1010.430 Nature of records and retention period. (a) Wherever it is required that there be retained either the original or a copy or reproduction of a check…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.661 Special measures against Iran."]
§ 1010.661 Special measures against Iran.
§ 1010.661 Special measures against Iran. (a) Definitions. For purposes of this section: (1) Iranian financial institution means any foreign financial…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart G—Administrative Rulings", "§ 1010.711 Submitting requests."]
§ 1010.711 Submitting requests.
§ 1010.711 Submitting requests. (a) Each request for an administrative ruling must be in writing and contain the following information: (1) A complete…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart I—Summons", "§ 1010.914 Service of summons."]
§ 1010.914 Service of summons.
§ 1010.914 Service of summons. (a) Who may serve. Any delegate of the Secretary authorized under § 1010.912 of this chapter to issue a summons, or any other…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart G—Administrative Rulings", "§ 1010.712 Nonconforming requests."]
§ 1010.712 Nonconforming requests.
§ 1010.712 Nonconforming requests. The Director, FinCEN, or his designee shall notify the requester if the ruling request does not conform with the…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.659 Special measures against North Korea."]
§ 1010.659 Special measures against North Korea.
§ 1010.659 Special measures against North Korea. (a) Definitions. For purposes of this section: (1) North Korean banking institution means any bank organized…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.920 Access to records."]
§ 1010.920 Access to records.
§ 1010.920 Access to records. Except as provided in §§ 1020.410(b)(1), 1021.410(a), and 1023.410(a)(1), and except for the purpose of assuring compliance with…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.660 Special measures against Bank of Dandong."]
§ 1010.660 Special measures against Bank of Dandong.
§ 1010.660 Special measures against Bank of Dandong. (a) Definitions. For purposes of this section: (1) Bank of Dandong means all subsidiaries, branches, and…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.314 Structured transactions."]
§ 1010.314 Structured transactions.
§ 1010.314 Structured transactions. No person shall for the purpose of evading the transactions in currency reporting requirements of this chapter with respect…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.310 Reports of transactions in currency."]
§ 1010.310 Reports of transactions in currency.
§ 1010.310 Reports of transactions in currency. Sections 1010.310 through 1010.314 set forth the rules for the reporting by financial institutions of…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart H—Enforcement; Penalties; and Forfeiture", "§ 1010.850 Enforcement authority with respect to transportation of currency or monetary instruments."]
§ 1010.850 Enforcement authority with respect to transportation of currency or monetary instruments.
§ 1010.850 Enforcement authority with respect to transportation of currency or monetary instruments. (a) If a customs officer has reasonable cause to believe…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.950 Availability of information—general."]
§ 1010.950 Availability of information—general.
§ 1010.950 Availability of information—general. (a) The Secretary has the discretion to disclose information reported under this chapter, other than…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.315 Exemptions for non-bank financial institutions."]
§ 1010.315 Exemptions for non-bank financial institutions.
§ 1010.315 Exemptions for non-bank financial institutions. A non-bank financial institution is not required to file a report otherwise required by § 1010.311…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.320 Reports of suspicious transactions."]
§ 1010.320 Reports of suspicious transactions.
§ 1010.320 Reports of suspicious transactions. Each financial institution (as defined in 31 U.S.C. 5312(a)(2) or (c)(1)) should refer to subpart C of its…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart I—Summons", "§ 1010.917 Payment of expenses."]
§ 1010.917 Payment of expenses.
§ 1010.917 Payment of expenses. Persons summoned under this chapter shall be paid the same fees and mileage for travel in the United States that are paid…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.605 Definitions."]
§ 1010.605 Definitions.
§ 1010.605 Definitions. Except as otherwise provided, the following definitions apply for purposes of §§ 1010.610 through 1010.630 and § 1010.670: (a)…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions."]
§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions.
§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions. (a) In general. A covered financial institution shall…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.415 Purchases of bank checks and drafts, cashier's checks, money orders and traveler's checks."]
§ 1010.415 Purchases of bank checks and drafts, cashier's checks, money orders and traveler's checks.
§ 1010.415 Purchases of bank checks and drafts, cashier's checks, money orders and traveler's checks. (a) No financial institution may issue or sell a bank…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.313 Aggregation."]
§ 1010.313 Aggregation.
§ 1010.313 Aggregation. (a) Multiple branches. A financial institution includes all of its domestic branch offices, and any recordkeeping facility, wherever…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.340 Reports of transportation of currency or monetary instruments."]
§ 1010.340 Reports of transportation of currency or monetary instruments.
§ 1010.340 Reports of transportation of currency or monetary instruments. (a) Each person who physically transports, mails, or ships, or causes to be…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.200 General."]
§ 1010.200 General.
§ 1010.200 General. Each financial institution (as defined in 31 U.S.C. 5312(a)(2) or (c)(1)) should refer to subpart B of its chapter X Part for any…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.401 Determination by the Secretary."]
§ 1010.401 Determination by the Secretary.
§ 1010.401 Determination by the Secretary. The Secretary hereby determines that the records required to be kept by this chapter have a high degree of…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.306 Filing of reports."]
§ 1010.306 Filing of reports.
§ 1010.306 Filing of reports. (a) (1) A report required by § 1010.311 or § 1021.311, shall be filed by the financial institution within 15 days following the…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.500 General."]
§ 1010.500 General.
§ 1010.500 General. Sections 1010.505 through 1010.540 of this subpart E were issued pursuant to the requirements of section 314 of the USA PATRIOT Act. Each…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.360 Reports of transactions with foreign financial agencies."]
§ 1010.360 Reports of transactions with foreign financial agencies.
§ 1010.360 Reports of transactions with foreign financial agencies. (a) Promulgation of reporting requirements. The Secretary, when he deems appropriate, may…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.620 Due diligence programs for private banking accounts."]
§ 1010.620 Due diligence programs for private banking accounts.
§ 1010.620 Due diligence programs for private banking accounts. (a) In general. A covered financial institution shall maintain a due diligence program that…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.312 Identification required."]
§ 1010.312 Identification required.
§ 1010.312 Identification required. Before concluding any transaction with respect to which a report is required under § 1010.311, § 1010.313, § 1020.315, §…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. (a) Reports required; timing of reports —
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart G—Administrative Rulings", "§ 1010.714 Withdrawing requests."]
§ 1010.714 Withdrawing requests.
§ 1010.714 Withdrawing requests. A person may withdraw a request for an administrative ruling at any time before the ruling has been issued.
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.440 Person outside the United States."]
§ 1010.440 Person outside the United States.
§ 1010.440 Person outside the United States. For the purposes of this chapter, a remittance or transfer of funds, or of currency, other monetary instruments…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart G—Administrative Rulings", "§ 1010.713 Oral communications."]
§ 1010.713 Oral communications.
§ 1010.713 Oral communications. (a) The Director of FinCEN or his designee will not issue administrative rulings in response to oral requests. Oral opinions or…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.540 Voluntary information sharing among financial institutions."]
§ 1010.540 Voluntary information sharing among financial institutions.
§ 1010.540 Voluntary information sharing among financial institutions. (a) Definitions. For purposes of this section: (1) Financial institution. (i) Except as…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart H—Enforcement; Penalties; and Forfeiture", "§ 1010.821 Penalty adjustment and table."]
§ 1010.821 Penalty adjustment and table.
§ 1010.821 Penalty adjustment and table. (a) Inflation adjustments. In accordance with the Federal Civil Penalties Inflation Adjustment Act of 1990, 28 U.S.C…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.670 Summons or subpoena of foreign bank records; termination of correspondent relationship."]
§ 1010.670 Summons or subpoena of foreign bank records; termination of correspondent relationship.
§ 1010.670 Summons or subpoena of foreign bank records; termination of correspondent relationship. (a) Definitions. The definitions in § 1010.605 apply to this…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart H—Enforcement; Penalties; and Forfeiture", "§ 1010.810 Enforcement."]
§ 1010.810 Enforcement.
§ 1010.810 Enforcement. (a) Overall authority for enforcement and compliance, including coordination and direction of procedures and activities of all other…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.658 Special measures against FBME Bank, Ltd."]
§ 1010.658 Special measures against FBME Bank, Ltd.
§ 1010.658 Special measures against FBME Bank, Ltd. (a) Definitions. For purposes of this section: (1) FBME Bank, Ltd. means all branches, offices, and…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart I—Summons", "§ 1010.913 Contents of summons."]
§ 1010.913 Contents of summons.
§ 1010.913 Contents of summons. (a) Summons for testimony. Any summons issued under § 1010.911 of this chapter to compel the appearance and testimony of a…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process."]
§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process.
§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.400 General."]
§ 1010.400 General.
§ 1010.400 General. Each financial institution (as defined in 31 U.S.C. 5312(a)(2) or (c)(1)) should refer to its chapter X part for any additional…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.970 Exceptions, exemptions, and reports."]
§ 1010.970 Exceptions, exemptions, and reports.
§ 1010.970 Exceptions, exemptions, and reports. (a) The Secretary, in his sole discretion, may by written order or authorization make exceptions to or grant…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.420 Records to be made and retained by persons having financial interests in foreign financial accounts."]
§ 1010.420 Records to be made and retained by persons having financial interests in foreign financial accounts.
§ 1010.420 Records to be made and retained by persons having financial interests in foreign financial accounts. Records of accounts required by § 1010.350 to…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.653 Special measures against Commercial Bank of Syria."]
§ 1010.653 Special measures against Commercial Bank of Syria.
§ 1010.653 Special measures against Commercial Bank of Syria. (a) Definitions. For purposes of this section: (1) Commercial Bank of Syria means any branch…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.930 Rewards for informants."]
§ 1010.930 Rewards for informants.
§ 1010.930 Rewards for informants. (a) If an individual provides original information which leads to a recovery of a criminal fine, civil penalty, or…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.311 Filing obligations for reports of transactions in currency."]
§ 1010.311 Filing obligations for reports of transactions in currency.
§ 1010.311 Filing obligations for reports of transactions in currency. Each financial institution other than a casino shall file a report of each deposit…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]
§ 1010.100 General definitions.
§ 1010.100 General definitions. When used in this chapter and in forms prescribed under this chapter, where not otherwise distinctly expressed or manifestly…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.505 Definitions."]
§ 1010.505 Definitions.
§ 1010.505 Definitions. For purposes of this subpart E, the following definitions apply: (a) Account means a formal banking or business relationship…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.370 Reports of certain domestic transactions."]
§ 1010.370 Reports of certain domestic transactions.
§ 1010.370 Reports of certain domestic transactions. (a) (1) If the Secretary of the Treasury finds, upon the Secretary's own initiative or at the request of…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.520 Information sharing between government agencies and financial institutions."]
§ 1010.520 Information sharing between government agencies and financial institutions.
§ 1010.520 Information sharing between government agencies and financial institutions. (a) Definitions. For purposes of this section: (1) Financial institution…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart I—Summons", "§ 1010.912 Persons who may issue summons."]
§ 1010.912 Persons who may issue summons.
§ 1010.912 Persons who may issue summons. For purposes of this chapter, the following officials are hereby designated as delegates of the Secretary who are…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.331 Reports relating to currency in excess of $10,000 received as bail by court clerks."]
§ 1010.331 Reports relating to currency in excess of $10,000 received as bail by court clerks.
§ 1010.331 Reports relating to currency in excess of $10,000 received as bail by court clerks. (a) Reporting requirement — (1) In general. Any clerk of a…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.301 Determination by the Secretary."]
§ 1010.301 Determination by the Secretary.
§ 1010.301 Determination by the Secretary. The Secretary hereby determines that the reports required by this chapter have a high degree of usefulness in…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.651 Special measures against Burma."]
§ 1010.651 Special measures against Burma.
§ 1010.651 Special measures against Burma. (a) Definitions. For purposes of this section: (1) Burmese banking institution means any foreign bank, as that term…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.600 General."]
§ 1010.600 General.
§ 1010.600 General. Each financial institution (as defined in 31 U.S.C. 5312(a)(2) or (c)(1)) should refer to its Chapter X Part for any additional special…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.220 Customer identification program requirements."]
§ 1010.220 Customer identification program requirements.
§ 1010.220 Customer identification program requirements. Each financial institution (as defined in 31 U.S.C. 5312(a)(2) or (c)(1)) should refer to subpart B of…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.980 Dollars as including foreign currency."]
§ 1010.980 Dollars as including foreign currency.
§ 1010.980 Dollars as including foreign currency. Wherever in this chapter an amount is Stated in dollars, it shall be deemed to mean also the equivalent…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.300 General."]
§ 1010.300 General.
§ 1010.300 General. Each financial institution (as defined in 31 U.S.C. 5312(a)(2) or (c)(1)) should refer to its chapter X part for any additional reporting…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart I—Summons", "§ 1010.916 Enforcement of summons."]
§ 1010.916 Enforcement of summons.
§ 1010.916 Enforcement of summons. In the case of contumacy by, or refusal to obey a summons issued to, any person under this chapter, the Secretary or any…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart H—Enforcement; Penalties; and Forfeiture", "§ 1010.820 Civil penalty."]
§ 1010.820 Civil penalty.
§ 1010.820 Civil penalty. (a) For any willful violation, committed on or before October 12, 1984, of any reporting requirement for financial institutions under…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]
§ 1010.410 Records to be made and retained by financial institutions.
§ 1010.410 Records to be made and retained by financial institutions. Each financial institution shall retain either the original or a copy or reproduction of…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart G—Administrative Rulings", "§ 1010.716 Modifying or rescinding rulings."]
§ 1010.716 Modifying or rescinding rulings.
§ 1010.716 Modifying or rescinding rulings. (a) The Director, FinCEN, or his designee may modify or rescind any ruling made pursuant to § 1010.715: (1) When…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart I—Summons", "§ 1010.915 Examination of witnesses and records."]
§ 1010.915 Examination of witnesses and records.
§ 1010.915 Examination of witnesses and records. (a) General. Any delegate of the Secretary authorized under § 1010.912 of this chapter to issue a summons, or…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart H—Enforcement; Penalties; and Forfeiture", "§ 1010.830 Forfeiture of currency or monetary instruments."]
§ 1010.830 Forfeiture of currency or monetary instruments.
§ 1010.830 Forfeiture of currency or monetary instruments. Any currency or other monetary instruments which are in the process of any transportation with…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.210 Anti-money laundering programs."]
§ 1010.210 Anti-money laundering programs.
§ 1010.210 Anti-money laundering programs. Each financial institution (as defined in 31 U.S.C. 5312(a)(2) or (c)(1)) should refer to subpart B of its chapter X…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart G—Administrative Rulings", "§ 1010.717 Disclosing information."]
§ 1010.717 Disclosing information.
§ 1010.717 Disclosing information. (a) Any part of any administrative ruling, including names, addresses, or information related to the business transactions…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.205 Exempted anti-money laundering programs for certain financial institutions."]
§ 1010.205 Exempted anti-money laundering programs for certain financial institutions.
§ 1010.205 Exempted anti-money laundering programs for certain financial institutions. (a) Exempt financial institutions. Subject to the provisions of…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (a) Reporting requirement — (1) Reportable transactions —(i) In…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart H—Enforcement; Penalties; and Forfeiture", "§ 1010.840 Criminal penalty."]
§ 1010.840 Criminal penalty.
§ 1010.840 Criminal penalty. (a) Any person who willfully violates any provision of Title I of Public Law 91-508, or of this chapter authorized thereby may…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.605 Definitions."]
§ 1010.605 Definitions.
§ 1010.605 Definitions. (1)(i) through (vii) of this section): (A) Means any formal banking or business relationship established by a bank to provide regular…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart G—Administrative Rulings", "§ 1010.711 Submitting requests."]
§ 1010.711 Submitting requests.
§ 1010.711 Submitting requests. (8) If an agent makes the request, the signature of the agent and a statement certifying the authority under which the request…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.620 Due diligence programs for private banking accounts."]
§ 1010.620 Due diligence programs for private banking accounts.
§ 1010.620 Due diligence programs for private banking accounts. (1) In the case of a private banking account for which a senior foreign political figure is a…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.660 Special measures against Bank of Dandong."]
§ 1010.660 Special measures against Bank of Dandong.
§ 1010.660 Special measures against Bank of Dandong. (3) Special due diligence of correspondent accounts to prohibit use. (i) A covered financial institution…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]
§ 1010.955 Availability of beneficial ownership information reported under this part.
§ 1010.955 Availability of beneficial ownership information reported under this part. (2) Disclosure to State, local, and Tribal law enforcement agencies for…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.520 Information sharing between government agencies and financial institutions."]
§ 1010.520 Information sharing between government agencies and financial institutions.
§ 1010.520 Information sharing between government agencies and financial institutions. (1) In general. A law enforcement agency investigating terrorist…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.653 Special measures against Commercial Bank of Syria."]
§ 1010.653 Special measures against Commercial Bank of Syria.
§ 1010.653 Special measures against Commercial Bank of Syria. (1))) that is an open-end company (as defined in section 5(a) (1) of the Investment Company Act…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]
§ 1010.410 Records to be made and retained by financial institutions.
§ 1010.410 Records to be made and retained by financial institutions. $3,000 or more:
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.540 Voluntary information sharing among financial institutions."]
§ 1010.540 Voluntary information sharing among financial institutions.
§ 1010.540 Voluntary information sharing among financial institutions. (1) of this section shall submit to FinCEN a notice described on FinCEN's Internet Web…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.970 Exceptions, exemptions, and reports."]
§ 1010.970 Exceptions, exemptions, and reports.
§ 1010.970 Exceptions, exemptions, and reports. (2) In order for a State regulatory system to qualify for an exemption on behalf of its casinos, the State must…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart H—Enforcement; Penalties; and Forfeiture", "§ 1010.820 Civil penalty."]
§ 1010.820 Civil penalty.
§ 1010.820 Civil penalty. imposed. The amount of any civil penalty assessed under this paragraph shall be reduced by the amount of any forfeiture to the United…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.370 Reports of certain domestic transactions."]
§ 1010.370 Reports of certain domestic transactions.
§ 1010.370 Reports of certain domestic transactions. (2) The Secretary may, by regulation or order, require any depository institution (as defined in section…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart H—Enforcement; Penalties; and Forfeiture", "§ 1010.821 Penalty adjustment and table."]
§ 1010.821 Penalty adjustment and table.
§ 1010.821 Penalty adjustment and table. (5)(C)(i)(I) Foreign Financial Agency Transaction—Willful Violation of Transaction 100,000 161,166 31 U.S.C. 5321(a)…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.340 Reports of transportation of currency or monetary instruments."]
§ 1010.340 Reports of transportation of currency or monetary instruments.
§ 1010.340 Reports of transportation of currency or monetary instruments. (3) A commercial bank or trust company organized under the laws of any State or of…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.658 Special measures against FBME Bank, Ltd."]
§ 1010.658 Special measures against FBME Bank, Ltd.
§ 1010.658 Special measures against FBME Bank, Ltd. (2) Special due diligence of correspondent accounts to prohibit use —(i) A covered financial institution…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions."]
§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions.
§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions. (2) Assessing the money laundering risk presented by such…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart H—Enforcement; Penalties; and Forfeiture", "§ 1010.810 Enforcement."]
§ 1010.810 Enforcement.
§ 1010.810 Enforcement. (9) To the Commodity Futures Trading Commission with respect to futures commission merchants, introducing brokers in commodities, and…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.659 Special measures against North Korea."]
§ 1010.659 Special measures against North Korea.
§ 1010.659 Special measures against North Korea. (3) Special due diligence of correspondent accounts to prohibit use. (i) A covered financial institution shall…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.950 Availability of information—general."]
§ 1010.950 Availability of information—general.
§ 1010.950 Availability of information—general. particular information desired, the national security matter with which the information is sought and the…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.430 Nature of records and retention period."]
§ 1010.430 Nature of records and retention period.
§ 1010.430 Nature of records and retention period. and the amount of time expired since the record was made.
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.230 Beneficial ownership requirements for legal entity customers."]
§ 1010.230 Beneficial ownership requirements for legal entity customers.
§ 1010.230 Beneficial ownership requirements for legal entity customers. (2) of this chapter (for futures commission merchants or introducing brokers in…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.415 Purchases of bank checks and drafts, cashier's checks, money orders and traveler's checks."]
§ 1010.415 Purchases of bank checks and drafts, cashier's checks, money orders and traveler's checks.
§ 1010.415 Purchases of bank checks and drafts, cashier's checks, money orders and traveler's checks. (1) If the purchaser has a deposit account with the…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process."]
§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process.
§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. (1) Initial report. Each reporting company shall file an initial report in the form and manner…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (2) Currency received for the account of another. Currency in…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.651 Special measures against Burma."]
§ 1010.651 Special measures against Burma.
§ 1010.651 Special measures against Burma. (2) Prohibition on indirect correspondent accounts. (i) If a covered financial institution has or obtains knowledge…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.360 Reports of transactions with foreign financial agencies."]
§ 1010.360 Reports of transactions with foreign financial agencies.
§ 1010.360 Reports of transactions with foreign financial agencies. (1) Checks or drafts, including traveler's checks, received by respondent financial…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart I—Summons", "§ 1010.915 Examination of witnesses and records."]
§ 1010.915 Examination of witnesses and records.
§ 1010.915 Examination of witnesses and records. (1) Make public the name of any person to whom a summons has been issued under this chapter, or release any…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.331 Reports relating to currency in excess of $10,000 received as bail by court clerks."]
§ 1010.331 Reports relating to currency in excess of $10,000 received as bail by court clerks.
§ 1010.331 Reports relating to currency in excess of $10,000 received as bail by court clerks. (2) The term specified criminal offense means— (i) A Federal…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]
§ 1010.100 General definitions.
§ 1010.100 General definitions. (6)(i) On one calendar day; or (ii) If for the purpose of evading the reporting requirements of § 1010.340, on one or more…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.350 Reports of foreign financial accounts."]
§ 1010.350 Reports of foreign financial accounts.
§ 1010.350 Reports of foreign financial accounts. (1) Bank account. The term “bank account” means a savings deposit, demand deposit, checking, or any other…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.306 Filing of reports."]
§ 1010.306 Filing of reports.
§ 1010.306 Filing of reports. (3) All reports required by § 1010.340 shall be filed with the Customs officer in charge at any port of entry or departure, or as…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.670 Summons or subpoena of foreign bank records; termination of correspondent relationship."]
§ 1010.670 Summons or subpoena of foreign bank records; termination of correspondent relationship.
§ 1010.670 Summons or subpoena of foreign bank records; termination of correspondent relationship. (2) To initiate proceedings in a United States court…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.661 Special measures against Iran."]
§ 1010.661 Special measures against Iran.
§ 1010.661 Special measures against Iran. (2) Prohibition on use of correspondent accounts. A covered financial institution shall take reasonable steps to not…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.370 Reports of certain domestic transactions."]
§ 1010.370 Reports of certain domestic transactions.
§ 1010.370 Reports of certain domestic transactions. (2) of this section, the term reportable transaction means any transaction involving funds (as the…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. days of the earlier of the date on which it receives actual notice that it has been registered to do…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart H—Enforcement; Penalties; and Forfeiture", "§ 1010.810 Enforcement."]
§ 1010.810 Enforcement.
§ 1010.810 Enforcement. (2) To the Commissioner of Internal Revenue except with respect to § 1010.340. (d) Authority for the imposition of civil penalties for…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]
§ 1010.955 Availability of beneficial ownership information reported under this part.
§ 1010.955 Availability of beneficial ownership information reported under this part. (3) Disclosure for use in furtherance of foreign national security…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.651 Special measures against Burma."]
§ 1010.651 Special measures against Burma.
§ 1010.651 Special measures against Burma. (4) Reporting and recordkeeping not required. Nothing in this section shall require a covered financial institution…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]
§ 1010.100 General definitions.
§ 1010.100 General definitions. (9) Any national banking association or corporation acting under the provisions of section 25(a) of the Act of Dec. 23, 1913…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.658 Special measures against FBME Bank, Ltd."]
§ 1010.658 Special measures against FBME Bank, Ltd.
§ 1010.658 Special measures against FBME Bank, Ltd. (2)(iii) of this section: (A) Should do so within a commercially reasonable time, and should not permit the…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (3)(ii) if the agent discloses only the name of the principal and…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.350 Reports of foreign financial accounts."]
§ 1010.350 Reports of foreign financial accounts.
§ 1010.350 Reports of foreign financial accounts. (4) Exceptions for certain accounts. (i) An account of a department or agency of the United States, an Indian…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.520 Information sharing between government agencies and financial institutions."]
§ 1010.520 Information sharing between government agencies and financial institutions.
§ 1010.520 Information sharing between government agencies and financial institutions. (2) Requests from FinCEN. FinCEN may solicit, on its own behalf and on…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.360 Reports of transactions with foreign financial agencies."]
§ 1010.360 Reports of transactions with foreign financial agencies.
§ 1010.360 Reports of transactions with foreign financial agencies. (6) Bonds received or shipped by respondent financial institution—including the following…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.230 Beneficial ownership requirements for legal entity customers."]
§ 1010.230 Beneficial ownership requirements for legal entity customers.
§ 1010.230 Beneficial ownership requirements for legal entity customers. (2) A single individual with significant responsibility to control, manage, or direct…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.340 Reports of transportation of currency or monetary instruments."]
§ 1010.340 Reports of transportation of currency or monetary instruments.
§ 1010.340 Reports of transportation of currency or monetary instruments. (9) Nor by a person engaged as a business in the transportation of currency, monetary…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.620 Due diligence programs for private banking accounts."]
§ 1010.620 Due diligence programs for private banking accounts.
§ 1010.620 Due diligence programs for private banking accounts. (1) General rules —(i) Private banking accounts established on or after July 5, 2006. Effective…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.415 Purchases of bank checks and drafts, cashier's checks, money orders and traveler's checks."]
§ 1010.415 Purchases of bank checks and drafts, cashier's checks, money orders and traveler's checks.
§ 1010.415 Purchases of bank checks and drafts, cashier's checks, money orders and traveler's checks. (2) If the purchaser does not have a deposit account with…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.605 Definitions."]
§ 1010.605 Definitions.
§ 1010.605 Definitions. (1) For purposes of § 1010.610 and 1010.620: (i) A bank required to have an anti-money laundering compliance program under the…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.653 Special measures against Commercial Bank of Syria."]
§ 1010.653 Special measures against Commercial Bank of Syria.
§ 1010.653 Special measures against Commercial Bank of Syria. (2) Due diligence of correspondent accounts to prohibit indirect use. (i) A covered financial…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.540 Voluntary information sharing among financial institutions."]
§ 1010.540 Voluntary information sharing among financial institutions.
§ 1010.540 Voluntary information sharing among financial institutions. (4) Use and security of information. (i) Information received by a financial institution…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.660 Special measures against Bank of Dandong."]
§ 1010.660 Special measures against Bank of Dandong.
§ 1010.660 Special measures against Bank of Dandong. (3)(i)(A) of this section. (ii) Nothing in this paragraph (b) shall require a covered financial…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]
§ 1010.410 Records to be made and retained by financial institutions.
§ 1010.410 Records to be made and retained by financial institutions. (1) Recordkeeping requirements. (i) For each transmittal order that it accepts as a…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions."]
§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions.
§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions. (1) Conduct enhanced scrutiny of such correspondent account to…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process."]
§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process.
§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.661 Special measures against Iran."]
§ 1010.661 Special measures against Iran.
§ 1010.661 Special measures against Iran. (3) Special due diligence of correspondent accounts to prohibit use. (i) A covered financial institution shall apply…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.659 Special measures against North Korea."]
§ 1010.659 Special measures against North Korea.
§ 1010.659 Special measures against North Korea. (4) Recordkeeping and reporting. (i) A covered financial institution is required to document its compliance…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart H—Enforcement; Penalties; and Forfeiture", "§ 1010.810 Enforcement."]
§ 1010.810 Enforcement.
§ 1010.810 Enforcement. (2)) of this section); employ the summons power of subpart I of this part 1010; issue administrative rulings under subpart G of this…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process."]
§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process.
§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.230 Beneficial ownership requirements for legal entity customers."]
§ 1010.230 Beneficial ownership requirements for legal entity customers.
§ 1010.230 Beneficial ownership requirements for legal entity customers. (2) of this section. A covered financial institution may also identify additional…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.540 Voluntary information sharing among financial institutions."]
§ 1010.540 Voluntary information sharing among financial institutions.
§ 1010.540 Voluntary information sharing among financial institutions. (5)(i) of this section shall not apply to a financial institution or association of…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]
§ 1010.100 General definitions.
§ 1010.100 General definitions. (4). (k) Common carrier. Any person engaged in the business of transporting individuals or goods for a fee who holds himself…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]
§ 1010.410 Records to be made and retained by financial institutions.
§ 1010.410 Records to be made and retained by financial institutions. original or a microfilm, other copy, or electronic record of the transmittal order. (2)…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.620 Due diligence programs for private banking accounts."]
§ 1010.620 Due diligence programs for private banking accounts.
§ 1010.620 Due diligence programs for private banking accounts. (4) of this section shall be construed to relieve a financial institution from its…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (1) Initial payment in excess of $10,000. If the initial payment…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.360 Reports of transactions with foreign financial agencies."]
§ 1010.360 Reports of transactions with foreign financial agencies.
§ 1010.360 Reports of transactions with foreign financial agencies. (4) The kind of transaction subject to or exempt from a reporting requirement. (d) Form of…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions."]
§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions.
§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions. (2) Determine whether the foreign bank for which the…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.661 Special measures against Iran."]
§ 1010.661 Special measures against Iran.
§ 1010.661 Special measures against Iran. (b) (3)(i)(A) of this section and, where necessary, termination of the correspondent account. (4) Recordkeeping and…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.605 Definitions."]
§ 1010.605 Definitions.
§ 1010.605 Definitions. (1) The term foreign financial institution means: (i) A foreign bank; (ii) Any branch or office located outside the United States of…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.520 Information sharing between government agencies and financial institutions."]
§ 1010.520 Information sharing between government agencies and financial institutions.
§ 1010.520 Information sharing between government agencies and financial institutions. (3) Obligations of a financial institution receiving an information…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.370 Reports of certain domestic transactions."]
§ 1010.370 Reports of certain domestic transactions.
§ 1010.370 Reports of certain domestic transactions. (8) Any other information deemed necessary to carry out the purposes of the order. (d) (1) No order issued…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.350 Reports of foreign financial accounts."]
§ 1010.350 Reports of foreign financial accounts.
§ 1010.350 Reports of foreign financial accounts. settlements are not required to be reported. (d) Foreign country. A foreign country includes all geographical…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]
§ 1010.955 Availability of beneficial ownership information reported under this part.
§ 1010.955 Availability of beneficial ownership information reported under this part. (3), an intelligence activity authorized under the laws of a foreign…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.653 Special measures against Commercial Bank of Syria."]
§ 1010.653 Special measures against Commercial Bank of Syria.
§ 1010.653 Special measures against Commercial Bank of Syria. (2)(iii) of this section: (A) Should do so within a commercially reasonable time, and should not…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. (2) of this section subsequent to the filing of an initial report, this change will be deemed a change…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]
§ 1010.100 General definitions.
§ 1010.100 General definitions. (7). (m) Currency. The coin and paper money of the United States or of any other country that is designated as legal tender and…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.540 Voluntary information sharing among financial institutions."]
§ 1010.540 Voluntary information sharing among financial institutions.
§ 1010.540 Voluntary information sharing among financial institutions. (4) of this section. (c) Information sharing between financial institutions and the…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process."]
§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process.
§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions."]
§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions.
§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions. (1) An offshore banking license; (2) A banking license issued…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]
§ 1010.955 Availability of beneficial ownership information reported under this part.
§ 1010.955 Availability of beneficial ownership information reported under this part. (4)(ii)(A) of this section; and (C) Has entered into an agreement with…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (3) of this section: Example. On January 10, Year 1, M receives…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]
§ 1010.410 Records to be made and retained by financial institutions.
§ 1010.410 Records to be made and retained by financial institutions. (1)(i) of this section: (i) If the transmittal order is made in person, prior to…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.605 Definitions."]
§ 1010.605 Definitions.
§ 1010.605 Definitions. (1)(iv) of this section, a person is not “engaged in the business” of a dealer in foreign exchange or a money transmitter if such…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.360 Reports of transactions with foreign financial agencies."]
§ 1010.360 Reports of transactions with foreign financial agencies.
§ 1010.360 Reports of transactions with foreign financial agencies. (3) The Secretary may issue a regulation pursuant to paragraph (a) of this section…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. (3) Corrected report. If any report under this section was inaccurate when filed and remains…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.350 Reports of foreign financial accounts."]
§ 1010.350 Reports of foreign financial accounts.
§ 1010.350 Reports of foreign financial accounts. (2)(iii) through (iv) of this section) in which the United States person owns directly or indirectly more…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.520 Information sharing between government agencies and financial institutions."]
§ 1010.520 Information sharing between government agencies and financial institutions.
§ 1010.520 Information sharing between government agencies and financial institutions. FinCEN's request, the following information: (A) The name of such…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.230 Beneficial ownership requirements for legal entity customers."]
§ 1010.230 Beneficial ownership requirements for legal entity customers.
§ 1010.230 Beneficial ownership requirements for legal entity customers. (11) of the Investment Advisers Act of 1940, that is registered with the Securities…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]
§ 1010.410 Records to be made and retained by financial institutions.
§ 1010.410 Records to be made and retained by financial institutions. of payment ( e.g., check or credit card transaction) for the transmittal of funds. If the…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]
§ 1010.955 Availability of beneficial ownership information reported under this part.
§ 1010.955 Availability of beneficial ownership information reported under this part. (4)(ii) of this section may disclose such information to another officer…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. (1) Initial report. An initial report of a reporting company shall include the following information…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.350 Reports of foreign financial accounts."]
§ 1010.350 Reports of foreign financial accounts.
§ 1010.350 Reports of foreign financial accounts. (2) Exceptions —(i) An officer or employee of a bank that is examined by the Office of the Comptroller of the…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions."]
§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions.
§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions. (2) Special rules for certain banks. Until the requirements of…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.520 Information sharing between government agencies and financial institutions."]
§ 1010.520 Information sharing between government agencies and financial institutions.
§ 1010.520 Information sharing between government agencies and financial institutions. the law enforcement agency on whose behalf FinCEN is requesting…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process."]
§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process.
§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.605 Definitions."]
§ 1010.605 Definitions.
§ 1010.605 Definitions. (2) For purposes of this definition: (i) Members of the same family shall be considered to be one person. (ii) The term same family…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]
§ 1010.100 General definitions.
§ 1010.100 General definitions. states a payment date, the execution date is the payment date or an earlier date on which execution is reasonably necessary to…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (5) of this section), or (B) Received in any transaction in which…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.520 Information sharing between government agencies and financial institutions."]
§ 1010.520 Information sharing between government agencies and financial institutions.
§ 1010.520 Information sharing between government agencies and financial institutions. (3)(iv)(C) shall be deemed satisfied to the extent that a financial…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. address; (D) A unique identifying number and the issuing jurisdiction from one of the following…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]
§ 1010.955 Availability of beneficial ownership information reported under this part.
§ 1010.955 Availability of beneficial ownership information reported under this part. (4)(ii)(A) through (C) of this section. A financial institution may rely…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]
§ 1010.410 Records to be made and retained by financial institutions.
§ 1010.410 Records to be made and retained by financial institutions. (1)(iii) of this section: (i) If the proceeds are delivered in person to the recipient or…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.605 Definitions."]
§ 1010.605 Definitions.
§ 1010.605 Definitions. (2) Is established on behalf of or for the benefit of one or more non-U.S. persons who are direct or beneficial owners of the account…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions."]
§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions.
§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions. (3) Special rules for all other covered financial…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.230 Beneficial ownership requirements for legal entity customers."]
§ 1010.230 Beneficial ownership requirements for legal entity customers.
§ 1010.230 Beneficial ownership requirements for legal entity customers. (2) of this section only to the extent the financial institution opens an account for…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]
§ 1010.100 General definitions.
§ 1010.100 General definitions. (5)(i) Casino. A casino or gambling casino that: Is duly licensed or authorized to do business as such in the United States…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process."]
§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process.
§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.350 Reports of foreign financial accounts."]
§ 1010.350 Reports of foreign financial accounts.
§ 1010.350 Reports of foreign financial accounts. 1940. (iv) An officer or employee of an entity with a class of equity securities listed (or American…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (1)(ii)(A) of this section if the instrument is received in…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.520 Information sharing between government agencies and financial institutions."]
§ 1010.520 Information sharing between government agencies and financial institutions.
§ 1010.520 Information sharing between government agencies and financial institutions. (5) No effect on law enforcement or regulatory investigations. Nothing…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]
§ 1010.100 General definitions.
§ 1010.100 General definitions. (6)(i) Card club. A card club, gaming club, card room, gaming room, or similar gaming establishment that is duly licensed or…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.230 Beneficial ownership requirements for legal entity customers."]
§ 1010.230 Beneficial ownership requirements for legal entity customers.
§ 1010.230 Beneficial ownership requirements for legal entity customers. (1) Required records. At a minimum the record must include: (i) For identification…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.350 Reports of foreign financial accounts."]
§ 1010.350 Reports of foreign financial accounts.
§ 1010.350 Reports of foreign financial accounts. (2) Signature or other authority over 25 or more foreign financial accounts. A United States person having…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (1)(ii)(A) of this section if the instrument is received pursuant…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]
§ 1010.410 Records to be made and retained by financial institutions.
§ 1010.410 Records to be made and retained by financial institutions. (2) of this section shall be retrievable by the transmittor's financial institution by…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. (3)(i) of this section, then the report shall indicate that such information relates to a parent or…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]
§ 1010.955 Availability of beneficial ownership information reported under this part.
§ 1010.955 Availability of beneficial ownership information reported under this part. (5) of this section may disclose such information to any officer…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.605 Definitions."]
§ 1010.605 Definitions.
§ 1010.605 Definitions. (1) The term senior foreign political figure means: (i) A current or former: (A) Senior official in the executive, legislative…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. (3) of this section shall correct all inaccuracies in the information previously reported to FinCEN…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (5) of this section: Example 1. D, an individual, purchases gold…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]
§ 1010.100 General definitions.
§ 1010.100 General definitions. (7) A person subject to supervision by any state or Federal bank supervisory authority; (8) A futures commission merchant; (9)…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]
§ 1010.955 Availability of beneficial ownership information reported under this part.
§ 1010.955 Availability of beneficial ownership information reported under this part. (4)(ii) of this section, a Federal, State, local, or Tribal agency shall…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]
§ 1010.410 Records to be made and retained by financial institutions.
§ 1010.410 Records to be made and retained by financial institutions. (3) of this section, a financial institution shall verify a person's identity by…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.230 Beneficial ownership requirements for legal entity customers."]
§ 1010.230 Beneficial ownership requirements for legal entity customers.
§ 1010.230 Beneficial ownership requirements for legal entity customers. (3) The other financial institution enters into a contract requiring it to certify…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]
§ 1010.410 Records to be made and retained by financial institutions.
§ 1010.410 Records to be made and retained by financial institutions. (6) Exceptions. The following transmittals of funds are not subject to the requirements…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. (1)(ii) of this section with respect to the beneficial owners of the reporting company only if: ( 1 )…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]
§ 1010.955 Availability of beneficial ownership information reported under this part.
§ 1010.955 Availability of beneficial ownership information reported under this part. (1). (D) Secure system for beneficial ownership information storage. The…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. 3. F, an individual, purchases an item of jewelry from S, a…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]
§ 1010.100 General definitions.
§ 1010.100 General definitions. (7)), as well as any other funds transfers that are made through an automated clearinghouse, an automated teller machine, or a…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. (3)(C)(i)(I)(bb) if filed within 90 calendar days after the date on which the inaccurate application…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. 5. H, an individual, arranges with W, a travel agent, for the…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]
§ 1010.955 Availability of beneficial ownership information reported under this part.
§ 1010.955 Availability of beneficial ownership information reported under this part. (1)(i)(B) of this section; ( 2 ) Provide the results of that audit to…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]
§ 1010.410 Records to be made and retained by financial institutions.
§ 1010.410 Records to be made and retained by financial institutions. (1) A transmittor's financial institution shall include in a transmittal order, at the…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]
§ 1010.100 General definitions.
§ 1010.100 General definitions. (1) Monetary instruments include: (i) Currency; (ii) Traveler's checks in any form; (iii) All negotiable instruments (including…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]
§ 1010.410 Records to be made and retained by financial institutions.
§ 1010.410 Records to be made and retained by financial institutions. (2) A receiving financial institution that acts as an intermediary financial institution…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]
§ 1010.955 Availability of beneficial ownership information reported under this part.
§ 1010.955 Availability of beneficial ownership information reported under this part. (1) of this section or their designee shall make a written certification…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. (1) of this section, the term “reporting company” does not include: (i) Securities reporting issuer…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]
§ 1010.100 General definitions.
§ 1010.100 General definitions. (1) Dealer in foreign exchange. A person that accepts the currency, or other monetary instruments, funds, or other instruments…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (9) Travel or entertainment activity. The term travel or…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]
§ 1010.410 Records to be made and retained by financial institutions.
§ 1010.410 Records to be made and retained by financial institutions. (3) Safe harbor for transmittals of funds prior to conversion to the expanded Fedwire…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]
§ 1010.100 General definitions.
§ 1010.100 General definitions. (3) Issuer or seller of traveler's checks or money orders. A person that (i) Issues traveler's checks or money orders that are…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]
§ 1010.955 Availability of beneficial ownership information reported under this part.
§ 1010.955 Availability of beneficial ownership information reported under this part. (3)(ii)(A) of this section shall: ( i ) Retain for the agency's records…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. or dealer in securities. Any broker or dealer, as those terms are defined in section 3 of the…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (12) Transaction. (i) Solely for purposes of 31 U.S.C. 5331 and…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]
§ 1010.955 Availability of beneficial ownership information reported under this part.
§ 1010.955 Availability of beneficial ownership information reported under this part. (3) of this section; ( ii ) The name, title, agency, and country of the…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (12)(i) of this section and the reporting requirements of this…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. (2)(i), (vii), or (viii) of this section that is registered with the Securities and Exchange Commission…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]
§ 1010.410 Records to be made and retained by financial institutions.
§ 1010.410 Records to be made and retained by financial institutions. (2) of this section if it: (A) Includes in the transmittal order, at the time it is sent…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]
§ 1010.100 General definitions.
§ 1010.100 General definitions. (4) Provider of prepaid access —(i) In general. A provider of prepaid access is the participant within a prepaid program that…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]
§ 1010.955 Availability of beneficial ownership information reported under this part.
§ 1010.955 Availability of beneficial ownership information reported under this part. (4)(i) of this section available to persons physically located in, and…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. introducing broker, swap dealer, major swap participant, commodity pool operator, or commodity trading…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (12)(i) of this section and the reporting requirement of this…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]
§ 1010.955 Availability of beneficial ownership information reported under this part.
§ 1010.955 Availability of beneficial ownership information reported under this part. (2) of this section or the national security of the United States. (ii)…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. (1)(xix)(A) for the 180-day period beginning on the date of the loss of such tax-exempt status; (B) A…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (13)(ii) of this section, each store, division, branch…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]
§ 1010.100 General definitions.
§ 1010.100 General definitions. (5) Money transmitter —(i) In general. (A) A person that provides money transmission services. The term “money transmission…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (13)(ii) of this section the separate branches of Commodities…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]
§ 1010.955 Availability of beneficial ownership information reported under this part.
§ 1010.955 Availability of beneficial ownership information reported under this part. (4)(i) of this section, the financial institution shall obtain and…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. (2)(xix) of this section; (B) Is a United States person; (C) Is beneficially owned or controlled…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]
§ 1010.100 General definitions.
§ 1010.100 General definitions. (8) Limitation. For the purposes of this section, the term “money services business” shall not include: (i) A bank or foreign…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. by one or more entities described in paragraphs (c) (2)(i), (ii), (iii), (iv), (v), (vii), (viii)…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]
§ 1010.955 Availability of beneficial ownership information reported under this part.
§ 1010.955 Availability of beneficial ownership information reported under this part. (3)(ii)(B) of this section shall establish standards and procedures to…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (12)(i) of this section and the receipt of currency by the…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]
§ 1010.955 Availability of beneficial ownership information reported under this part.
§ 1010.955 Availability of beneficial ownership information reported under this part. (4) of this section, and may reject any other request made pursuant to…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]
§ 1010.100 General definitions.
§ 1010.100 General definitions. (26). (ii) Originator. The sender of the first payment order in a funds transfer. (jj) Originator's bank. The receiving bank to…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (2) Receipt of currency not in the course of the recipient's…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. (1) Substantial control —(i) Definition of substantial control. An individual exercises substantial…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]
§ 1010.955 Availability of beneficial ownership information reported under this part.
§ 1010.955 Availability of beneficial ownership information reported under this part. (1) Unauthorized disclosure or use. Except as authorized by this section…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.
§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (2) Verification. A person making a report of information under…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]
§ 1010.100 General definitions.
§ 1010.100 General definitions. (3) The instruction is transmitted by the sender directly to the receiving bank or to an agent, funds transfer system, or…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. or voting rights of the reporting company; (C) Rights associated with any financing arrangement or…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]
§ 1010.100 General definitions.
§ 1010.100 General definitions. (1) Shall have the same meaning as provided in section 3(a) (26) of the Securities Exchange Act of 1934 (15 U.S.C. 78c(a)…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. of a reporting company. In determining whether an individual owns or controls at least 25 percent of…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]
§ 1010.100 General definitions.
§ 1010.100 General definitions. (zz) Territories and Insular Possessions. The Commonwealth of Puerto Rico, the United States Virgin Islands, Guam, the…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. (2)(iii)(B) or (C) to be performed with reasonable certainty, any individual who owns or controls 25…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]
§ 1010.100 General definitions.
§ 1010.100 General definitions. (1)(C), money market accounts and similar accounts that take deposits and are subject to withdrawal by check or other…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. (4) Indian tribe. The term “Indian tribe” has the meaning given the term “Indian tribe” in section 102…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]
§ 1010.100 General definitions.
§ 1010.100 General definitions. (2) A person other than an individual (such as a corporation, partnership or trust), that is established or organized under the…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. (8) Senior officer. The term “senior officer” means any individual holding the position or exercising…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]
§ 1010.100 General definitions.
§ 1010.100 General definitions. financial institution as defined in the regulations in this part at 1010.100(t). (1) Residential mortgage lender or originator…
["CHAPTER X—FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]
§ 1010.380 Reports of beneficial ownership information.
§ 1010.380 Reports of beneficial ownership information. (4) A person fails to report complete or updated beneficial ownership information to FinCEN if, with…

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