31 CFR Part 1010 — General Provisions (FinCEN; Bank Secrecy Act implementing regulations) [eCFR point-in-time]

1. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart G—Administrative Rulings", "§ 1010.715 Issuing rulings."]

   § 1010.715 Issuing rulings.

   § 1010.715 Issuing rulings. The Director, FinCEN, or his designee may issue a written ruling interpreting the relationship between this chapter and each…

2. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart I—Summons", "§ 1010.917 Payment of expenses."]

   § 1010.917 Payment of expenses.

   § 1010.917 Payment of expenses. Persons summoned under this chapter shall be paid the same fees and mileage for travel in the United States that are paid…

3. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.400 General."]

   § 1010.400 General.

   § 1010.400 General. Each financial institution (as defined in 31 U.S.C. 5312(a)(2) or (c)(1)) should refer to its chapter X part for any additional…

4. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.670 Summons or subpoena of foreign bank records; termination of correspondent relationship."]

   § 1010.670 Summons or subpoena of foreign bank records; termination of correspondent relationship.

   § 1010.670 Summons or subpoena of foreign bank records; termination of correspondent relationship. (a) Definitions. The definitions in § 1010.605 apply to this…

5. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.651 Special measures against Burma."]

   § 1010.651 Special measures against Burma.

   § 1010.651 Special measures against Burma. (a) Definitions. For purposes of this section: (1) Burmese banking institution means any foreign bank, as that term…

6. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.350 Reports of foreign financial accounts."]

   § 1010.350 Reports of foreign financial accounts.

   § 1010.350 Reports of foreign financial accounts. (a) In general. Each United States person having a financial interest in, or signature or other authority…

7. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart H—Enforcement; Penalties; and Forfeiture", "§ 1010.850 Enforcement authority with respect to transportation of currency or monetary instruments."]

   § 1010.850 Enforcement authority with respect to transportation of currency or monetary instruments.

   § 1010.850 Enforcement authority with respect to transportation of currency or monetary instruments. (a) If a customs officer has reasonable cause to believe…

8. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart G—Administrative Rulings", "§ 1010.710 Scope."]

   § 1010.710 Scope.

   § 1010.710 Scope. This subpart provides that the Director, FinCEN, or his designee, either unilaterally or upon request, may issue administrative rulings…

9. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart I—Summons", "§ 1010.914 Service of summons."]

   § 1010.914 Service of summons.

   § 1010.914 Service of summons. (a) Who may serve. Any delegate of the Secretary authorized under § 1010.912 of this chapter to issue a summons, or any other…

10. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart I—Summons", "§ 1010.911 General."]

    § 1010.911 General.

    § 1010.911 General. For any investigation for the purpose of civil enforcement of violations of the Bank Secrecy Act, or any regulation issued pursuant to the…

11. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.340 Reports of transportation of currency or monetary instruments."]

    § 1010.340 Reports of transportation of currency or monetary instruments.

    § 1010.340 Reports of transportation of currency or monetary instruments. (a) Each person who physically transports, mails, or ships, or causes to be…

12. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.220 Customer identification program requirements."]

    § 1010.220 Customer identification program requirements.

    § 1010.220 Customer identification program requirements. Each financial institution (as defined in 31 U.S.C. 5312(a)(2) or (c)(1)) should refer to subpart B of…

13. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.500 General."]

    § 1010.500 General.

    § 1010.500 General. Sections 1010.505 through 1010.540 of this subpart E were issued pursuant to the requirements of section 314 of the USA PATRIOT Act. Each…

14. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.301 Determination by the Secretary."]

    § 1010.301 Determination by the Secretary.

    § 1010.301 Determination by the Secretary. The Secretary hereby determines that the reports required by this chapter have a high degree of usefulness in…

15. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.331 Reports relating to currency in excess of $10,000 received as bail by court clerks."]

    § 1010.331 Reports relating to currency in excess of $10,000 received as bail by court clerks.

    § 1010.331 Reports relating to currency in excess of $10,000 received as bail by court clerks. (a) Reporting requirement— (1) In general. Any clerk of a…

16. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.360 Reports of transactions with foreign financial agencies."]

    § 1010.360 Reports of transactions with foreign financial agencies.

    § 1010.360 Reports of transactions with foreign financial agencies. (a) Promulgation of reporting requirements. The Secretary, when he deems appropriate, may…

17. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart H—Enforcement; Penalties; and Forfeiture", "§ 1010.840 Criminal penalty."]

    § 1010.840 Criminal penalty.

    § 1010.840 Criminal penalty. (a) Any person who willfully violates any provision of Title I of Public Law 91-508, or of this chapter authorized thereby may…

18. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.920 Access to records."]

    § 1010.920 Access to records.

    § 1010.920 Access to records. Except as provided in §§ 1020.410(b)(1), 1021.410(a), and 1023.410(a)(1), and except for the purpose of assuring compliance with…

19. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.505 Definitions."]

    § 1010.505 Definitions.

    § 1010.505 Definitions. For purposes of this subpart E, the following definitions apply: (a) Account means a formal banking or business relationship…

20. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.300 General."]

    § 1010.300 General.

    § 1010.300 General. Each financial institution (as defined in 31 U.S.C. 5312(a)(2) or (c)(1)) should refer to its chapter X part for any additional reporting…

21. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.430 Nature of records and retention period."]

    § 1010.430 Nature of records and retention period.

    § 1010.430 Nature of records and retention period. (a) Wherever it is required that there be retained either the original or a copy or reproduction of a check…

22. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart G—Administrative Rulings", "§ 1010.714 Withdrawing requests."]

    § 1010.714 Withdrawing requests.

    § 1010.714 Withdrawing requests. A person may withdraw a request for an administrative ruling at any time before the ruling has been issued.

23. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process."]

    § 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process.

    § 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process…

24. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.970 Exceptions, exemptions, and reports."]

    § 1010.970 Exceptions, exemptions, and reports.

    § 1010.970 Exceptions, exemptions, and reports. (a) The Secretary, in his sole discretion, may by written order or authorization make exceptions to or grant…

25. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.320 Reports of suspicious transactions."]

    § 1010.320 Reports of suspicious transactions.

    § 1010.320 Reports of suspicious transactions. Each financial institution (as defined in 31 U.S.C. 5312(a)(2) or (c)(1)) should refer to subpart C of its…

26. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.605 Definitions."]

    § 1010.605 Definitions.

    § 1010.605 Definitions. Except as otherwise provided, the following definitions apply for purposes of §§ 1010.610 through 1010.630 and § 1010.670: (a)…

27. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.660 Special measures against Bank of Dandong."]

    § 1010.660 Special measures against Bank of Dandong.

    § 1010.660 Special measures against Bank of Dandong. (a) Definitions. For purposes of this section: (1) Bank of Dandong means all subsidiaries, branches, and…

28. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]

    § 1010.380 Reports of beneficial ownership information.

    § 1010.380 Reports of beneficial ownership information. (a) Reports required; timing of reports— (1) Initial report. Each reporting company shall file an…

29. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.370 Reports of certain domestic transactions."]

    § 1010.370 Reports of certain domestic transactions.

    § 1010.370 Reports of certain domestic transactions. (a) (1) If the Secretary of the Treasury finds, upon the Secretary's own initiative or at the request of…

30. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.930 Rewards for informants."]

    § 1010.930 Rewards for informants.

    § 1010.930 Rewards for informants. (a) If an individual provides original information which leads to a recovery of a criminal fine, civil penalty, or…

31. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]

    § 1010.410 Records to be made and retained by financial institutions.

    § 1010.410 Records to be made and retained by financial institutions. Each financial institution shall retain either the original or a copy or reproduction of…

32. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.659 Special measures against North Korea."]

    § 1010.659 Special measures against North Korea.

    § 1010.659 Special measures against North Korea. (a) Definitions. For purposes of this section: (1) North Korean banking institution means any bank organized…

33. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.310 Reports of transactions in currency."]

    § 1010.310 Reports of transactions in currency.

    § 1010.310 Reports of transactions in currency. Sections 1010.310 through 1010.314 set forth the rules for the reporting by financial institutions of…

34. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.420 Records to be made and retained by persons having financial interests in foreign financial accounts."]

    § 1010.420 Records to be made and retained by persons having financial interests in foreign financial accounts.

    § 1010.420 Records to be made and retained by persons having financial interests in foreign financial accounts. Records of accounts required by § 1010.350 to…

35. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.950 Availability of information—general."]

    § 1010.950 Availability of information—general.

    § 1010.950 Availability of information—general. (a) The Secretary has the discretion to disclose information reported under this chapter, other than…

36. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart H—Enforcement; Penalties; and Forfeiture", "§ 1010.830 Forfeiture of currency or monetary instruments."]

    § 1010.830 Forfeiture of currency or monetary instruments.

    § 1010.830 Forfeiture of currency or monetary instruments. Any currency or other monetary instruments which are in the process of any transportation with…

37. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.205 Exempted anti-money laundering programs for certain financial institutions."]

    § 1010.205 Exempted anti-money laundering programs for certain financial institutions.

    § 1010.205 Exempted anti-money laundering programs for certain financial institutions. (a) Exempt financial institutions. Subject to the provisions of…

38. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart G—Administrative Rulings", "§ 1010.713 Oral communications."]

    § 1010.713 Oral communications.

    § 1010.713 Oral communications. (a) The Director of FinCEN or his designee will not issue administrative rulings in response to oral requests. Oral opinions or…

39. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]

    § 1010.100 General definitions.

    § 1010.100 General definitions. When used in this chapter and in forms prescribed under this chapter, where not otherwise distinctly expressed or manifestly…

40. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]

    § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.

    § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (a) Reporting requirement— (1) Reportable transactions—(i) In…

41. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart I—Summons", "§ 1010.912 Persons who may issue summons."]

    § 1010.912 Persons who may issue summons.

    § 1010.912 Persons who may issue summons. For purposes of this chapter, the following officials are hereby designated as delegates of the Secretary who are…

42. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.306 Filing of reports."]

    § 1010.306 Filing of reports.

    § 1010.306 Filing of reports. (a) (1) A report required by § 1010.311 or § 1021.311, shall be filed by the financial institution within 15 days following the…

43. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.200 General."]

    § 1010.200 General.

    § 1010.200 General. Each financial institution (as defined in 31 U.S.C. 5312(a)(2) or (c)(1)) should refer to subpart B of its chapter X Part for any…

44. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.210 Anti-money laundering programs."]

    § 1010.210 Anti-money laundering programs.

    § 1010.210 Anti-money laundering programs. Each financial institution (as defined in 31 U.S.C. 5312(a)(2) or (c)(1)) should refer to subpart B of its chapter X…

45. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.540 Voluntary information sharing among financial institutions."]

    § 1010.540 Voluntary information sharing among financial institutions.

    § 1010.540 Voluntary information sharing among financial institutions. (a) Definitions. For purposes of this section: (1) Financial institution. (i) Except as…

46. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.960 Disclosure."]

    § 1010.960 Disclosure.

    § 1010.960 Disclosure. All reports required under this chapter and all records of such reports are specifically exempted from disclosure under section 552 of…

47. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.401 Determination by the Secretary."]

    § 1010.401 Determination by the Secretary.

    § 1010.401 Determination by the Secretary. The Secretary hereby determines that the records required to be kept by this chapter have a high degree of…

48. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.653 Special measures against Commercial Bank of Syria."]

    § 1010.653 Special measures against Commercial Bank of Syria.

    § 1010.653 Special measures against Commercial Bank of Syria. (a) Definitions. For purposes of this section: (1) Commercial Bank of Syria means any branch…

49. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.520 Information sharing between government agencies and financial institutions."]

    § 1010.520 Information sharing between government agencies and financial institutions.

    § 1010.520 Information sharing between government agencies and financial institutions. (a) Definitions. For purposes of this section: (1) Financial institution…

50. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "§ 1010.600 General."]

    § 1010.600 General.

    § 1010.600 General. Each financial institution (as defined in 31 U.S.C. 5312(a)(2) or (c)(1)) should refer to its Chapter X Part for any additional special…

51. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.980 Dollars as including foreign currency."]

    § 1010.980 Dollars as including foreign currency.

    § 1010.980 Dollars as including foreign currency. Wherever in this chapter an amount is Stated in dollars, it shall be deemed to mean also the equivalent…

52. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.315 Exemptions for non-bank financial institutions."]

    § 1010.315 Exemptions for non-bank financial institutions.

    § 1010.315 Exemptions for non-bank financial institutions. A non-bank financial institution is not required to file a report otherwise required by § 1010.311…

53. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.661 Special measures against Iran."]

    § 1010.661 Special measures against Iran.

    § 1010.661 Special measures against Iran. (a) Definitions. For purposes of this section: (1) Iranian financial institution means any foreign financial…

54. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart H—Enforcement; Penalties; and Forfeiture", "§ 1010.810 Enforcement."]

    § 1010.810 Enforcement.

    § 1010.810 Enforcement. (a) Overall authority for enforcement and compliance, including coordination and direction of procedures and activities of all other…

55. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.664 Special measures regarding Huione Group."]

    § 1010.664 Special measures regarding Huione Group.

    § 1010.664 Special measures regarding Huione Group. (a) Definitions. For purposes of this section, the following terms have the following meanings. (1) Huione…

56. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.314 Structured transactions."]

    § 1010.314 Structured transactions.

    § 1010.314 Structured transactions. No person shall for the purpose of evading the transactions in currency reporting requirements of this chapter with respect…

57. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart G—Administrative Rulings", "§ 1010.716 Modifying or rescinding rulings."]

    § 1010.716 Modifying or rescinding rulings.

    § 1010.716 Modifying or rescinding rulings. (a) The Director, FinCEN, or his designee may modify or rescind any ruling made pursuant to § 1010.715: (1) When…

58. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.415 Purchases of bank checks and drafts, cashier's checks, money orders and traveler's checks."]

    § 1010.415 Purchases of bank checks and drafts, cashier's checks, money orders and traveler's checks.

    § 1010.415 Purchases of bank checks and drafts, cashier's checks, money orders and traveler's checks. (a) No financial institution may issue or sell a bank…

59. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart G—Administrative Rulings", "§ 1010.717 Disclosing information."]

    § 1010.717 Disclosing information.

    § 1010.717 Disclosing information. (a) Any part of any administrative ruling, including names, addresses, or information related to the business transactions…

60. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart I—Summons", "§ 1010.916 Enforcement of summons."]

    § 1010.916 Enforcement of summons.

    § 1010.916 Enforcement of summons. In the case of contumacy by, or refusal to obey a summons issued to, any person under this chapter, the Secretary or any…

61. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.313 Aggregation."]

    § 1010.313 Aggregation.

    § 1010.313 Aggregation. (a) Multiple branches. A financial institution includes all of its domestic branch offices, and any recordkeeping facility, wherever…

62. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart G—Administrative Rulings", "§ 1010.712 Nonconforming requests."]

    § 1010.712 Nonconforming requests.

    § 1010.712 Nonconforming requests. The Director, FinCEN, or his designee shall notify the requester if the ruling request does not conform with the…

63. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart H—Enforcement; Penalties; and Forfeiture", "§ 1010.821 Penalty adjustment and table."]

    § 1010.821 Penalty adjustment and table.

    § 1010.821 Penalty adjustment and table. (a) Inflation adjustments. In accordance with the Federal Civil Penalties Inflation Adjustment Act of 1990, 28 U.S.C…

64. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.230 Beneficial ownership requirements for legal entity customers."]

    § 1010.230 Beneficial ownership requirements for legal entity customers.

    § 1010.230 Beneficial ownership requirements for legal entity customers. (a) In general. Covered financial institutions are required to establish and maintain…

65. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.663 Special measures regarding Al-Huda Bank."]

    § 1010.663 Special measures regarding Al-Huda Bank.

    § 1010.663 Special measures regarding Al-Huda Bank. (a) Definitions. For purposes of this section, the following terms have the following meanings. (1) Al-Huda…

66. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.440 Person outside the United States."]

    § 1010.440 Person outside the United States.

    § 1010.440 Person outside the United States. For the purposes of this chapter, a remittance or transfer of funds, or of currency, other monetary instruments…

67. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart G—Administrative Rulings", "§ 1010.711 Submitting requests."]

    § 1010.711 Submitting requests.

    § 1010.711 Submitting requests. (a) Each request for an administrative ruling must be in writing and contain the following information: (1) A complete…

68. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart I—Summons", "§ 1010.915 Examination of witnesses and records."]

    § 1010.915 Examination of witnesses and records.

    § 1010.915 Examination of witnesses and records. (a) General. Any delegate of the Secretary authorized under § 1010.912 of this chapter to issue a summons, or…

69. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.312 Identification required."]

    § 1010.312 Identification required.

    § 1010.312 Identification required. Before concluding any transaction with respect to which a report is required under § 1010.311, § 1010.313, § 1020.315, §…

70. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.940 Photographic or other reproductions of Government obligations."]

    § 1010.940 Photographic or other reproductions of Government obligations.

    § 1010.940 Photographic or other reproductions of Government obligations. Nothing herein contained shall require or authorize the reproduction of: (a) Currency…

71. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.658 Special measures against FBME Bank, Ltd."]

    § 1010.658 Special measures against FBME Bank, Ltd.

    § 1010.658 Special measures against FBME Bank, Ltd. (a) Definitions. For purposes of this section: (1) FBME Bank, Ltd. means all branches, offices, and…

72. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.620 Due diligence programs for private banking accounts."]

    § 1010.620 Due diligence programs for private banking accounts.

    § 1010.620 Due diligence programs for private banking accounts. (a) In general. A covered financial institution shall maintain a due diligence program that…

73. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions."]

    § 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions.

    § 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions. (a) In general. A covered financial institution shall…

74. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.311 Filing obligations for reports of transactions in currency."]

    § 1010.311 Filing obligations for reports of transactions in currency.

    § 1010.311 Filing obligations for reports of transactions in currency. Each financial institution other than a casino shall file a report of each deposit…

75. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart I—Summons", "§ 1010.913 Contents of summons."]

    § 1010.913 Contents of summons.

    § 1010.913 Contents of summons. (a) Summons for testimony. Any summons issued under § 1010.911 of this chapter to compel the appearance and testimony of a…

76. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]

    § 1010.955 Availability of beneficial ownership information reported under this part.

    § 1010.955 Availability of beneficial ownership information reported under this part. (a) Prohibition on disclosure. Except as authorized in paragraphs (b)…

77. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.950 Availability of information—general."]

    § 1010.950 Availability of information—general.

    § 1010.950 Availability of information—general. with which the information is sought and the official need therefor. (e) Any information made available under…

78. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.340 Reports of transportation of currency or monetary instruments."]

    § 1010.340 Reports of transportation of currency or monetary instruments.

    § 1010.340 Reports of transportation of currency or monetary instruments. (3) A commercial bank or trust company organized under the laws of any State or of…

79. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.658 Special measures against FBME Bank, Ltd."]

    § 1010.658 Special measures against FBME Bank, Ltd.

    § 1010.658 Special measures against FBME Bank, Ltd. (2) Special due diligence of correspondent accounts to prohibit use—(i) A covered financial institution…

80. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.620 Due diligence programs for private banking accounts."]

    § 1010.620 Due diligence programs for private banking accounts.

    § 1010.620 Due diligence programs for private banking accounts. (1) In the case of a private banking account for which a senior foreign political figure is a…

81. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.664 Special measures regarding Huione Group."]

    § 1010.664 Special measures regarding Huione Group.

    § 1010.664 Special measures regarding Huione Group. (2) Prohibition on processing transactions involving Huione Group. A covered financial institution shall…

82. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.659 Special measures against North Korea."]

    § 1010.659 Special measures against North Korea.

    § 1010.659 Special measures against North Korea. (3) Special due diligence of correspondent accounts to prohibit use. (i) A covered financial institution shall…

83. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.370 Reports of certain domestic transactions."]

    § 1010.370 Reports of certain domestic transactions.

    § 1010.370 Reports of certain domestic transactions. (2) The Secretary may, by regulation or order, require any depository institution (as defined in section…

84. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.605 Definitions."]

    § 1010.605 Definitions.

    § 1010.605 Definitions. (1)(i) through (vii) of this section): (A) Means any formal banking or business relationship established by a bank to provide regular…

85. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]

    § 1010.955 Availability of beneficial ownership information reported under this part.

    § 1010.955 Availability of beneficial ownership information reported under this part. (2) Disclosure to State, local, and Tribal law enforcement agencies for…

86. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process."]

    § 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process.

    § 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process…

87. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]

    § 1010.380 Reports of beneficial ownership information.

    § 1010.380 Reports of beneficial ownership information. (2) of this section subsequent to the filing of an initial report, this change will be deemed a change…

88. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.415 Purchases of bank checks and drafts, cashier's checks, money orders and traveler's checks."]

    § 1010.415 Purchases of bank checks and drafts, cashier's checks, money orders and traveler's checks.

    § 1010.415 Purchases of bank checks and drafts, cashier's checks, money orders and traveler's checks. (1) If the purchaser has a deposit account with the…

89. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.360 Reports of transactions with foreign financial agencies."]

    § 1010.360 Reports of transactions with foreign financial agencies.

    § 1010.360 Reports of transactions with foreign financial agencies. (2) Transmittal orders received by a respondent financial institution from a foreign…

90. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]

    § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.

    § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (2) Currency received for the account of another. Currency in…

91. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.661 Special measures against Iran."]

    § 1010.661 Special measures against Iran.

    § 1010.661 Special measures against Iran. (2) Prohibition on use of correspondent accounts. A covered financial institution shall take reasonable steps to not…

92. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]

    § 1010.410 Records to be made and retained by financial institutions.

    § 1010.410 Records to be made and retained by financial institutions. (1) Recordkeeping requirements. (i) For each transmittal order that it accepts as a…

93. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart H—Enforcement; Penalties; and Forfeiture", "§ 1010.810 Enforcement."]

    § 1010.810 Enforcement.

    § 1010.810 Enforcement. (9) To the Commodity Futures Trading Commission with respect to futures commission merchants, introducing brokers in commodities, and…

94. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.651 Special measures against Burma."]

    § 1010.651 Special measures against Burma.

    § 1010.651 Special measures against Burma. (2) Prohibition on indirect correspondent accounts. (i) If a covered financial institution has or obtains knowledge…

95. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions."]

    § 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions.

    § 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions. (2) Assessing the money laundering risk presented by such…

96. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.663 Special measures regarding Al-Huda Bank."]

    § 1010.663 Special measures regarding Al-Huda Bank.

    § 1010.663 Special measures regarding Al-Huda Bank. (3) Special due diligence of correspondent accounts to prohibit transactions. (i) A covered financial…

97. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.653 Special measures against Commercial Bank of Syria."]

    § 1010.653 Special measures against Commercial Bank of Syria.

    § 1010.653 Special measures against Commercial Bank of Syria. (1) of the Investment Company Act of 1940 ((“Investment Company Act”) (15 U.S.C. 80a-3(a) (1)))…

98. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.520 Information sharing between government agencies and financial institutions."]

    § 1010.520 Information sharing between government agencies and financial institutions.

    § 1010.520 Information sharing between government agencies and financial institutions. (1) In general. A law enforcement agency investigating terrorist…

99. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]

    § 1010.100 General definitions.

    § 1010.100 General definitions. (6)(i) On one calendar day; or (ii) If for the purpose of evading the reporting requirements of § 1010.340, on one or more…

100. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.970 Exceptions, exemptions, and reports."]

     § 1010.970 Exceptions, exemptions, and reports.

     § 1010.970 Exceptions, exemptions, and reports. (2) In order for a State regulatory system to qualify for an exemption on behalf of its casinos, the State must…

101. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.660 Special measures against Bank of Dandong."]

     § 1010.660 Special measures against Bank of Dandong.

     § 1010.660 Special measures against Bank of Dandong. (3) Special due diligence of correspondent accounts to prohibit use. (i) A covered financial institution…

102. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.670 Summons or subpoena of foreign bank records; termination of correspondent relationship."]

     § 1010.670 Summons or subpoena of foreign bank records; termination of correspondent relationship.

     § 1010.670 Summons or subpoena of foreign bank records; termination of correspondent relationship. (2) To initiate proceedings in a United States court…

103. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.350 Reports of foreign financial accounts."]

     § 1010.350 Reports of foreign financial accounts.

     § 1010.350 Reports of foreign financial accounts. (1) Bank account. The term “bank account” means a savings deposit, demand deposit, checking, or any other…

104. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.331 Reports relating to currency in excess of $10,000 received as bail by court clerks."]

     § 1010.331 Reports relating to currency in excess of $10,000 received as bail by court clerks.

     § 1010.331 Reports relating to currency in excess of $10,000 received as bail by court clerks. (2) The term specified criminal offense means— (i) A Federal…

105. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart G—Administrative Rulings", "§ 1010.711 Submitting requests."]

     § 1010.711 Submitting requests.

     § 1010.711 Submitting requests. (8) If an agent makes the request, the signature of the agent and a statement certifying the authority under which the request…

106. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.430 Nature of records and retention period."]

     § 1010.430 Nature of records and retention period.

     § 1010.430 Nature of records and retention period. the record was made.

107. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart I—Summons", "§ 1010.915 Examination of witnesses and records."]

     § 1010.915 Examination of witnesses and records.

     § 1010.915 Examination of witnesses and records. (1) Make public the name of any person to whom a summons has been issued under this chapter, or release any…

108. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.230 Beneficial ownership requirements for legal entity customers."]

     § 1010.230 Beneficial ownership requirements for legal entity customers.

     § 1010.230 Beneficial ownership requirements for legal entity customers. (2) of this chapter (for futures commission merchants or introducing brokers in…

109. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart H—Enforcement; Penalties; and Forfeiture", "§ 1010.821 Penalty adjustment and table."]

     § 1010.821 Penalty adjustment and table.

     § 1010.821 Penalty adjustment and table. (5)(C)(i)(I) Foreign Financial Agency Transaction—Willful Violation of Transaction 100,000 165,353 31 U.S.C. 5321(a)…

110. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.306 Filing of reports."]

     § 1010.306 Filing of reports.

     § 1010.306 Filing of reports. (3) All reports required by § 1010.340 shall be filed with the Customs officer in charge at any port of entry or departure, or as…

111. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.540 Voluntary information sharing among financial institutions."]

     § 1010.540 Voluntary information sharing among financial institutions.

     § 1010.540 Voluntary information sharing among financial institutions. (2) shall be effective for the one year period beginning on the date of the notice. In…

112. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.659 Special measures against North Korea."]

     § 1010.659 Special measures against North Korea.

     § 1010.659 Special measures against North Korea. (4) Recordkeeping and reporting. (i) A covered financial institution is required to document its compliance…

113. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (3)(ii) if the agent discloses only the name of the principal and…

114. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]

     § 1010.380 Reports of beneficial ownership information.

     § 1010.380 Reports of beneficial ownership information. (3)(i) Corrected report. If any report under this section was inaccurate when filed and remains…

115. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.653 Special measures against Commercial Bank of Syria."]

     § 1010.653 Special measures against Commercial Bank of Syria.

     § 1010.653 Special measures against Commercial Bank of Syria. (2) Due diligence of correspondent accounts to prohibit indirect use. (i) A covered financial…

116. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]

     § 1010.100 General definitions.

     § 1010.100 General definitions. (9) Any national banking association or corporation acting under the provisions of section 25(a) of the Act of Dec. 23, 1913…

117. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]

     § 1010.410 Records to be made and retained by financial institutions.

     § 1010.410 Records to be made and retained by financial institutions. (2) Transmittors other than established customers. In the case of a transmittal order…

118. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]

     § 1010.955 Availability of beneficial ownership information reported under this part.

     § 1010.955 Availability of beneficial ownership information reported under this part. (3) Disclosure for use in furtherance of foreign national security…

119. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.663 Special measures regarding Al-Huda Bank."]

     § 1010.663 Special measures regarding Al-Huda Bank.

     § 1010.663 Special measures regarding Al-Huda Bank. (4) Recordkeeping and reporting. (i) A covered financial institution is required to document its compliance…

120. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.605 Definitions."]

     § 1010.605 Definitions.

     § 1010.605 Definitions. (1) For purposes of § 1010.610 and 1010.620: (i) A bank required to have an anti-money laundering compliance program under the…

121. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.661 Special measures against Iran."]

     § 1010.661 Special measures against Iran.

     § 1010.661 Special measures against Iran. (3) Special due diligence of correspondent accounts to prohibit use. (i) A covered financial institution shall apply…

122. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.415 Purchases of bank checks and drafts, cashier's checks, money orders and traveler's checks."]

     § 1010.415 Purchases of bank checks and drafts, cashier's checks, money orders and traveler's checks.

     § 1010.415 Purchases of bank checks and drafts, cashier's checks, money orders and traveler's checks. (2) If the purchaser does not have a deposit account with…

123. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.540 Voluntary information sharing among financial institutions."]

     § 1010.540 Voluntary information sharing among financial institutions.

     § 1010.540 Voluntary information sharing among financial institutions. (4) Use and security of information. (i) Information received by a financial institution…

124. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.340 Reports of transportation of currency or monetary instruments."]

     § 1010.340 Reports of transportation of currency or monetary instruments.

     § 1010.340 Reports of transportation of currency or monetary instruments. (9) Nor by a person engaged as a business in the transportation of currency, monetary…

125. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.658 Special measures against FBME Bank, Ltd."]

     § 1010.658 Special measures against FBME Bank, Ltd.

     § 1010.658 Special measures against FBME Bank, Ltd. (2)(iii) of this section: (A) Should do so within a commercially reasonable time, and should not permit the…

126. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart H—Enforcement; Penalties; and Forfeiture", "§ 1010.810 Enforcement."]

     § 1010.810 Enforcement.

     § 1010.810 Enforcement. (2) To the Commissioner of Internal Revenue except with respect to § 1010.340. (d) Authority for the imposition of civil penalties for…

127. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process."]

     § 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process.

     § 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process…

128. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.620 Due diligence programs for private banking accounts."]

     § 1010.620 Due diligence programs for private banking accounts.

     § 1010.620 Due diligence programs for private banking accounts. (1) General rules—(i) Private banking accounts established on or after July 5, 2006. Effective…

129. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.651 Special measures against Burma."]

     § 1010.651 Special measures against Burma.

     § 1010.651 Special measures against Burma. (4) Reporting and recordkeeping not required. Nothing in this section shall require a covered financial institution…

130. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.660 Special measures against Bank of Dandong."]

     § 1010.660 Special measures against Bank of Dandong.

     § 1010.660 Special measures against Bank of Dandong. (4) Recordkeeping and reporting. (i) A covered financial institution is required to document its…

131. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.664 Special measures regarding Huione Group."]

     § 1010.664 Special measures regarding Huione Group.

     § 1010.664 Special measures regarding Huione Group. (3) Special due diligence of correspondent accounts to prohibit transactions. (i) A covered financial…

132. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions."]

     § 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions.

     § 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions. (1) Conduct enhanced scrutiny of such correspondent account to…

133. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.350 Reports of foreign financial accounts."]

     § 1010.350 Reports of foreign financial accounts.

     § 1010.350 Reports of foreign financial accounts. (4) Exceptions for certain accounts. (i) An account of a department or agency of the United States, an Indian…

134. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.360 Reports of transactions with foreign financial agencies."]

     § 1010.360 Reports of transactions with foreign financial agencies.

     § 1010.360 Reports of transactions with foreign financial agencies. (1) A reasonable classification of financial institutions subject to or exempt from a…

135. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.520 Information sharing between government agencies and financial institutions."]

     § 1010.520 Information sharing between government agencies and financial institutions.

     § 1010.520 Information sharing between government agencies and financial institutions. (2) Requests from FinCEN. FinCEN may solicit, on its own behalf and on…

136. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.230 Beneficial ownership requirements for legal entity customers."]

     § 1010.230 Beneficial ownership requirements for legal entity customers.

     § 1010.230 Beneficial ownership requirements for legal entity customers. (3) If a trust owns directly or indirectly, through any contract, arrangement…

137. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.370 Reports of certain domestic transactions."]

     § 1010.370 Reports of certain domestic transactions.

     § 1010.370 Reports of certain domestic transactions. (2) of this section, the term reportable transaction means any transaction involving funds (as the…

138. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.664 Special measures regarding Huione Group."]

     § 1010.664 Special measures regarding Huione Group.

     § 1010.664 Special measures regarding Huione Group. (4) Recordkeeping and reporting. (i) A covered financial institution is required to document its compliance…

139. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]

     § 1010.380 Reports of beneficial ownership information.

     § 1010.380 Reports of beneficial ownership information. (2) In all other cases, the street address of the primary location in the United States where the…

140. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.370 Reports of certain domestic transactions."]

     § 1010.370 Reports of certain domestic transactions.

     § 1010.370 Reports of certain domestic transactions. (8) Any other information deemed necessary to carry out the purposes of the order. (d) (1) No order issued…

141. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (1) Initial payment in excess of $10,000. If the initial payment…

142. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.605 Definitions."]

     § 1010.605 Definitions.

     § 1010.605 Definitions. (1) The term foreign financial institution means: (i) A foreign bank; (ii) Any branch or office located outside the United States of…

143. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.620 Due diligence programs for private banking accounts."]

     § 1010.620 Due diligence programs for private banking accounts.

     § 1010.620 Due diligence programs for private banking accounts. (4) of this section shall be construed to relieve a financial institution from its…

144. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions."]

     § 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions.

     § 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions. (2) Determine whether the foreign bank for which the…

145. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.653 Special measures against Commercial Bank of Syria."]

     § 1010.653 Special measures against Commercial Bank of Syria.

     § 1010.653 Special measures against Commercial Bank of Syria. (2)(iii) of this section: (A) Should do so within a commercially reasonable time, and should not…

146. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Measures Under Section 311 of the USA Patriot Act and Law Enforcement Access to Foreign Bank Records", "§ 1010.661 Special measures against Iran."]

     § 1010.661 Special measures against Iran.

     § 1010.661 Special measures against Iran. such access, including the notification of its correspondent account holder under paragraph (b) (3)(i)(A) of this…

147. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.230 Beneficial ownership requirements for legal entity customers."]

     § 1010.230 Beneficial ownership requirements for legal entity customers.

     § 1010.230 Beneficial ownership requirements for legal entity customers. (2) Legal entity customer does not include: (i) A financial institution regulated by a…

148. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.520 Information sharing between government agencies and financial institutions."]

     § 1010.520 Information sharing between government agencies and financial institutions.

     § 1010.520 Information sharing between government agencies and financial institutions. (3) Obligations of a financial institution receiving an information…

149. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.360 Reports of transactions with foreign financial agencies."]

     § 1010.360 Reports of transactions with foreign financial agencies.

     § 1010.360 Reports of transactions with foreign financial agencies. (2) The Secretary shall not issue a regulation under paragraph (a) of this section for the…

150. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process."]

     § 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process.

     § 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process…

151. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]

     § 1010.410 Records to be made and retained by financial institutions.

     § 1010.410 Records to be made and retained by financial institutions. (1)(i) of this section: (i) If the transmittal order is made in person, prior to…

152. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]

     § 1010.100 General definitions.

     § 1010.100 General definitions. (4). (k) Common carrier. Any person engaged in the business of transporting individuals or goods for a fee who holds himself…

153. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]

     § 1010.955 Availability of beneficial ownership information reported under this part.

     § 1010.955 Availability of beneficial ownership information reported under this part. (3), an intelligence activity authorized under the laws of a foreign…

154. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.350 Reports of foreign financial accounts."]

     § 1010.350 Reports of foreign financial accounts.

     § 1010.350 Reports of foreign financial accounts. (d) Foreign country. A foreign country includes all geographical areas located outside of the United States…

155. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.540 Voluntary information sharing among financial institutions."]

     § 1010.540 Voluntary information sharing among financial institutions.

     § 1010.540 Voluntary information sharing among financial institutions. (4) of this section. (c) Information sharing between financial institutions and the…

156. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]

     § 1010.380 Reports of beneficial ownership information.

     § 1010.380 Reports of beneficial ownership information. (3) of this section; and (E) An image of the document from which the unique identifying number in…

157. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.520 Information sharing between government agencies and financial institutions."]

     § 1010.520 Information sharing between government agencies and financial institutions.

     § 1010.520 Information sharing between government agencies and financial institutions. of such individual, entity, or organization; (B) The number of each such…

158. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.230 Beneficial ownership requirements for legal entity customers."]

     § 1010.230 Beneficial ownership requirements for legal entity customers.

     § 1010.230 Beneficial ownership requirements for legal entity customers. (11) of the Investment Advisers Act of 1940, that is registered with the Securities…

159. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions."]

     § 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions.

     § 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions. (1) An offshore banking license; (2) A banking license issued…

160. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (3) of this section: Example.On January 10, Year 1, M receives an…

161. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]

     § 1010.955 Availability of beneficial ownership information reported under this part.

     § 1010.955 Availability of beneficial ownership information reported under this part. (4)(ii)(A) of this section; and (C) Has entered into an agreement with…

162. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]

     § 1010.100 General definitions.

     § 1010.100 General definitions. (7). (m) Currency. The coin and paper money of the United States or of any other country that is designated as legal tender and…

163. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]

     § 1010.410 Records to be made and retained by financial institutions.

     § 1010.410 Records to be made and retained by financial institutions. of funds. If the transmittor's financial institution has knowledge that the person…

164. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process."]

     § 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process.

     § 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process…

165. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.605 Definitions."]

     § 1010.605 Definitions.

     § 1010.605 Definitions. (1)(iv) of this section, a person is not “engaged in the business” of a dealer in foreign exchange or a money transmitter if such…

166. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.350 Reports of foreign financial accounts."]

     § 1010.350 Reports of foreign financial accounts.

     § 1010.350 Reports of foreign financial accounts. (2)(iii) through (iv) of this section) in which the United States person owns directly or indirectly more…

167. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]

     § 1010.380 Reports of beneficial ownership information.

     § 1010.380 Reports of beneficial ownership information. (1) of this section solely with respect to an individual who exercises substantial control over the…

168. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.520 Information sharing between government agencies and financial institutions."]

     § 1010.520 Information sharing between government agencies and financial institutions.

     § 1010.520 Information sharing between government agencies and financial institutions. (1) A financial institution shall not disclose to any person, other than…

169. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]

     § 1010.100 General definitions.

     § 1010.100 General definitions. the payment date or an earlier date on which execution is reasonably necessary to allow payment to the recipient on the payment…

170. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.605 Definitions."]

     § 1010.605 Definitions.

     § 1010.605 Definitions. (2) For purposes of this definition: (i) Members of the same family shall be considered to be one person. (ii) The term same family…

171. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]

     § 1010.955 Availability of beneficial ownership information reported under this part.

     § 1010.955 Availability of beneficial ownership information reported under this part. (1)(i)(F) of this section, as applicable. Any officer, employee…

172. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.350 Reports of foreign financial accounts."]

     § 1010.350 Reports of foreign financial accounts.

     § 1010.350 Reports of foreign financial accounts. (2) Exceptions—(i) An officer or employee of a bank that is examined by the Office of the Comptroller of the…

173. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.230 Beneficial ownership requirements for legal entity customers."]

     § 1010.230 Beneficial ownership requirements for legal entity customers.

     § 1010.230 Beneficial ownership requirements for legal entity customers. (2) of this section; (xii) An insurance company that is regulated by a State; (xiii) A…

174. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions."]

     § 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions.

     § 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions. (2) Special rules for certain banks. Until the requirements of…

175. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (5) of this section), or (B) Received in any transaction in which…

176. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process."]

     § 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process.

     § 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process…

177. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]

     § 1010.410 Records to be made and retained by financial institutions.

     § 1010.410 Records to be made and retained by financial institutions. (1)(iii) of this section: (i) If the proceeds are delivered in person to the recipient or…

178. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]

     § 1010.100 General definitions.

     § 1010.100 General definitions. (5)(i) Casino. A casino or gambling casino that: Is duly licensed or authorized to do business as such in the United States…

179. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]

     § 1010.380 Reports of beneficial ownership information.

     § 1010.380 Reports of beneficial ownership information. (1) of this section. (B) A reporting company may obtain a FinCEN identifier by submitting to FinCEN an…

180. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process."]

     § 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process.

     § 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service of legal process…

181. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.605 Definitions."]

     § 1010.605 Definitions.

     § 1010.605 Definitions. (2) Is established on behalf of or for the benefit of one or more non-U.S. persons who are direct or beneficial owners of the account…

182. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.520 Information sharing between government agencies and financial institutions."]

     § 1010.520 Information sharing between government agencies and financial institutions.

     § 1010.520 Information sharing between government agencies and financial institutions. (3)(iv)(C) shall be deemed satisfied to the extent that a financial…

183. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions."]

     § 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions.

     § 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions. (3) Special rules for all other covered financial…

184. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]

     § 1010.410 Records to be made and retained by financial institutions.

     § 1010.410 Records to be made and retained by financial institutions. (2) of this section shall be retrievable by the transmittor's financial institution by…

185. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (1)(ii)(A) of this section if the instrument is received in…

186. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]

     § 1010.955 Availability of beneficial ownership information reported under this part.

     § 1010.955 Availability of beneficial ownership information reported under this part. (4)(ii) of this section may disclose such information to a…

187. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.350 Reports of foreign financial accounts."]

     § 1010.350 Reports of foreign financial accounts.

     § 1010.350 Reports of foreign financial accounts. 1940. (iv) An officer or employee of an entity with a class of equity securities listed (or American…

188. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.230 Beneficial ownership requirements for legal entity customers."]

     § 1010.230 Beneficial ownership requirements for legal entity customers.

     § 1010.230 Beneficial ownership requirements for legal entity customers. (2) of this section only to the extent the financial institution opens an account for…

189. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]

     § 1010.955 Availability of beneficial ownership information reported under this part.

     § 1010.955 Availability of beneficial ownership information reported under this part. (2) of this section may disclose such information to any officer…

190. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.350 Reports of foreign financial accounts."]

     § 1010.350 Reports of foreign financial accounts.

     § 1010.350 Reports of foreign financial accounts. (2) Signature or other authority over 25 or more foreign financial accounts. A United States person having…

191. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]

     § 1010.410 Records to be made and retained by financial institutions.

     § 1010.410 Records to be made and retained by financial institutions. (3) of this section, a financial institution shall verify a person's identity by…

192. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart E—Special Information Sharing Procedures To Deter Money Laundering and Terrorist Activity", "§ 1010.520 Information sharing between government agencies and financial institutions."]

     § 1010.520 Information sharing between government agencies and financial institutions.

     § 1010.520 Information sharing between government agencies and financial institutions. (5) No effect on law enforcement or regulatory investigations. Nothing…

193. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (1)(ii)(A) of this section if the instrument is received pursuant…

194. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]

     § 1010.380 Reports of beneficial ownership information.

     § 1010.380 Reports of beneficial ownership information. (1) If there is any change with respect to required information previously submitted to FinCEN in such…

195. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.230 Beneficial ownership requirements for legal entity customers."]

     § 1010.230 Beneficial ownership requirements for legal entity customers.

     § 1010.230 Beneficial ownership requirements for legal entity customers. (1) Required records. At a minimum the record must include: (i) For identification…

196. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]

     § 1010.100 General definitions.

     § 1010.100 General definitions. (6)(i) Card club. A card club, gaming club, card room, gaming room, or similar gaming establishment that is duly licensed or…

197. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart F—Special Standards of Diligence; Prohibitions; and Special Measures", "Special Due Diligence for Correspondent Accounts and Private Banking Accounts", "§ 1010.605 Definitions."]

     § 1010.605 Definitions.

     § 1010.605 Definitions. (1) The term senior foreign political figure means: (i) A current or former: (A) Senior official in the executive, legislative…

198. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart B—Programs", "§ 1010.230 Beneficial ownership requirements for legal entity customers."]

     § 1010.230 Beneficial ownership requirements for legal entity customers.

     § 1010.230 Beneficial ownership requirements for legal entity customers. (3) The other financial institution enters into a contract requiring it to certify…

199. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (5) of this section: Example 1.D, an individual, purchases gold…

200. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]

     § 1010.410 Records to be made and retained by financial institutions.

     § 1010.410 Records to be made and retained by financial institutions. (6) Exceptions. The following transmittals of funds are not subject to the requirements…

201. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]

     § 1010.955 Availability of beneficial ownership information reported under this part.

     § 1010.955 Availability of beneficial ownership information reported under this part. (4)(ii) of this section, a Federal, State, local, or Tribal agency shall…

202. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]

     § 1010.100 General definitions.

     § 1010.100 General definitions. (8) A futures commission merchant; (9) An introducing broker in commodities; or (10) A mutual fund. (u) Foreign bank. A bank…

203. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]

     § 1010.380 Reports of beneficial ownership information.

     § 1010.380 Reports of beneficial ownership information. (1) of this section, the term “reporting company” does not include: (i) Securities reporting issuer…

204. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]

     § 1010.100 General definitions.

     § 1010.100 General definitions. (7)), as well as any other funds transfers that are made through an automated clearinghouse, an automated teller machine, or a…

205. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (1)(ii)(A) of this section. Example 3.F, an individual, purchases…

206. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]

     § 1010.410 Records to be made and retained by financial institutions.

     § 1010.410 Records to be made and retained by financial institutions. (1) A transmittor's financial institution shall include in a transmittal order, at the…

207. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]

     § 1010.380 Reports of beneficial ownership information.

     § 1010.380 Reports of beneficial ownership information. dealer, as those terms are defined in section 3 of the Securities Exchange Act of 1934 (15 U.S.C. 78c)…

208. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]

     § 1010.955 Availability of beneficial ownership information reported under this part.

     § 1010.955 Availability of beneficial ownership information reported under this part. (1). (D) Secure system for beneficial ownership information storage. The…

209. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]

     § 1010.410 Records to be made and retained by financial institutions.

     § 1010.410 Records to be made and retained by financial institutions. (2) A receiving financial institution that acts as an intermediary financial institution…

210. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. purposes of section 5331 and this section. Therefore, because W…

211. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]

     § 1010.955 Availability of beneficial ownership information reported under this part.

     § 1010.955 Availability of beneficial ownership information reported under this part. (3) Cooperate with FinCEN's annual audit of the adherence of agencies to…

212. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]

     § 1010.100 General definitions.

     § 1010.100 General definitions. (1) Monetary instruments include: (i) Currency; (ii) Traveler's checks in any form; (iii) All negotiable instruments (including…

213. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]

     § 1010.380 Reports of beneficial ownership information.

     § 1010.380 Reports of beneficial ownership information. (2)(i), (vii), or (viii) of this section that is registered with the Securities and Exchange Commission…

214. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]

     § 1010.410 Records to be made and retained by financial institutions.

     § 1010.410 Records to be made and retained by financial institutions. (3) Safe harbor for transmittals of funds prior to conversion to the expanded Fedwire…

215. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]

     § 1010.955 Availability of beneficial ownership information reported under this part.

     § 1010.955 Availability of beneficial ownership information reported under this part. (1) of this section or their designee shall make a written certification…

216. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]

     § 1010.100 General definitions.

     § 1010.100 General definitions. (1) Dealer in foreign exchange. A person that accepts the currency, or other monetary instruments, funds, or other instruments…

217. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (11) Trade or business. The term trade or business has the same…

218. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]

     § 1010.380 Reports of beneficial ownership information.

     § 1010.380 Reports of beneficial ownership information. (1) A futures commission merchant, introducing broker, swap dealer, major swap participant, commodity…

219. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]

     § 1010.955 Availability of beneficial ownership information reported under this part.

     § 1010.955 Availability of beneficial ownership information reported under this part. (3)(ii)(A) of this section shall: (i) Retain for the agency's records the…

220. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]

     § 1010.100 General definitions.

     § 1010.100 General definitions. (3) Issuer or seller of traveler's checks or money orders. A person that (i) Issues traveler's checks or money orders that are…

221. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (12)(i) of this section and the reporting requirements of this…

222. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart D—Records Required To Be Maintained", "§ 1010.410 Records to be made and retained by financial institutions."]

     § 1010.410 Records to be made and retained by financial institutions.

     § 1010.410 Records to be made and retained by financial institutions. (2) of this section if it: (A) Includes in the transmittal order, at the time it is sent…

223. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]

     § 1010.100 General definitions.

     § 1010.100 General definitions. (4) Provider of prepaid access—(i) In general. A provider of prepaid access is the participant within a prepaid program that…

224. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (12)(ii) of this section, the auction house is required to report…

225. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]

     § 1010.955 Availability of beneficial ownership information reported under this part.

     § 1010.955 Availability of beneficial ownership information reported under this part. (3) of this section; (ii) The name, title, agency, and country of the…

226. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]

     § 1010.380 Reports of beneficial ownership information.

     § 1010.380 Reports of beneficial ownership information. (2)(xix) of this section; (B) Is a United States person; (C) Is beneficially owned or controlled…

227. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]

     § 1010.100 General definitions.

     § 1010.100 General definitions. (C) It provides prepaid access solely to funds from pre-tax flexible spending arrangements for health care and dependent care…

228. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (13)(i) and (ii) of this section: Example 1.N, an individual…

229. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]

     § 1010.955 Availability of beneficial ownership information reported under this part.

     § 1010.955 Availability of beneficial ownership information reported under this part. (2) That is the subject of comprehensive financial and economic sanctions…

230. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]

     § 1010.380 Reports of beneficial ownership information.

     § 1010.380 Reports of beneficial ownership information. paragraphs (c) (2)(i), (ii), (iii), (iv), (v), (vii), (viii), (ix), (x), (xi), (xii), (xiii), (xiv)…

231. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (1) Receipt is made with respect to a foreign currency…

232. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]

     § 1010.380 Reports of beneficial ownership information.

     § 1010.380 Reports of beneficial ownership information. (1) Substantial control—(i) Definition of substantial control. An individual exercises substantial…

233. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]

     § 1010.100 General definitions.

     § 1010.100 General definitions. (5) Money transmitter—(i) In general. (A) A person that provides money transmission services. The term “money transmission…

234. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]

     § 1010.955 Availability of beneficial ownership information reported under this part.

     § 1010.955 Availability of beneficial ownership information reported under this part. (2) If the institution is not subject to section 501 of the…

235. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]

     § 1010.380 Reports of beneficial ownership information.

     § 1010.380 Reports of beneficial ownership information. (7) Amendments of any substantial governance documents of the reporting company, including the articles…

236. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]

     § 1010.955 Availability of beneficial ownership information reported under this part.

     § 1010.955 Availability of beneficial ownership information reported under this part. (3) Security and confidentiality requirements for foreign recipients of…

237. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (1)(i) of this section (“foreign transaction exception”) applies…

238. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]

     § 1010.100 General definitions.

     § 1010.100 General definitions. in such business, such as an armored car, from one person to the same person at another location or to an account belonging to…

239. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]

     § 1010.380 Reports of beneficial ownership information.

     § 1010.380 Reports of beneficial ownership information. (2)(i)(A), or (B) of this section, any future on any such instrument, or any warrant or right to…

240. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business."]

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.

     § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business. (2) Verification. A person making a report of information under…

241. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart J—Miscellaneous", "§ 1010.955 Availability of beneficial ownership information reported under this part."]

     § 1010.955 Availability of beneficial ownership information reported under this part.

     § 1010.955 Availability of beneficial ownership information reported under this part. (1) Form and manner of requests. Requests for information under paragraph…

242. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]

     § 1010.380 Reports of beneficial ownership information.

     § 1010.380 Reports of beneficial ownership information. (3) As a grantor or settlor who has the right to revoke the trust or otherwise withdraw the assets of…

243. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]

     § 1010.100 General definitions.

     § 1010.100 General definitions. (26). (ii) Originator. The sender of the first payment order in a funds transfer. (jj) Originator's bank. The receiving bank to…

244. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]

     § 1010.380 Reports of beneficial ownership information.

     § 1010.380 Reports of beneficial ownership information. (2) the total combined value of the ownership interests of the individual as a percentage of the total…

245. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]

     § 1010.100 General definitions.

     § 1010.100 General definitions. (26) of the Securities Exchange Act of 1934 (15 U.S.C. 78c(a) (26)); and (2) Means a “registered entity” or a “registered…

246. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]

     § 1010.380 Reports of beneficial ownership information.

     § 1010.380 Reports of beneficial ownership information. (4) Indian tribe. The term “Indian tribe” has the meaning given the term “Indian tribe” in section 102…

247. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]

     § 1010.100 General definitions.

     § 1010.100 General definitions. Puerto Rico, the United States Virgin Islands, Guam, the Commonwealth of the Northern Mariana Islands, and all other…

248. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]

     § 1010.380 Reports of beneficial ownership information.

     § 1010.380 Reports of beneficial ownership information. (8) Senior officer. The term “senior officer” means any individual holding the position or exercising…

249. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]

     § 1010.100 General definitions.

     § 1010.100 General definitions. (1)(C), money market accounts and similar accounts that take deposits and are subject to withdrawal by check or other…

250. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart C—Reports Required To Be Made", "§ 1010.380 Reports of beneficial ownership information."]

     § 1010.380 Reports of beneficial ownership information.

     § 1010.380 Reports of beneficial ownership information. (4) A person fails to report complete or updated beneficial ownership information to FinCEN if, with…

251. ["Title 31", "PART 1010—GENERAL PROVISIONS", "Subpart A—General Definitions", "§ 1010.100 General definitions."]

     § 1010.100 General definitions.

     § 1010.100 General definitions. (3) The instruction is transmitted by the sender directly to the receiving financial institution or to an agent or…

Headings and opening words only; the full text is on ecfr.gov, which is authoritative. The library holds the version current as of the date shown. AI output is not legal advice — consult a licensed lawyer in the relevant jurisdiction.